Skip to main content

Regulator Decisions

Regulator’s decisions content includes orders and decisions from both FCNB and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. Previous decisions made by a New Brunswick Securities Commission administrative tribunal panel are available here. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal.

You can find decisions, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

Decisions by the Financial and Consumer Services Commission Database

1313 Result(s)

Ulfan, Hanoch

Type: Order
Type: Supplementary Notice of Hearing
Type: Supplementary Statement of Allegations
Type: Order
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations
Type: Order
Type: Temporary Cease Trade Order
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

University Health Industries Inc.

Type: Statement of Allegations
Type: Notice of Hearing
Type: Ex-parte Temporary Order

University Lab Technologies Inc.

Type: Order
Type: Statement of Allegations
Type: Notice of Hearing
Type: Ex-parte Temporary Order

Urrutia, Dave

Type: Reasons for Decisions
Type: Order

Valentine, Mark Edward

Type: Order

Vienneau, Jean-Marc

Type: Decision

Villabar Real Estate Inc.

Type: Notice of Pre-Hearing Conference
Type: Order
Type: Notice of Settlement Hearing
Type: Settlement Agreement
Type: Notice of Adjournment of Hearing
Type: Amended and Consolidated Notice of Hearing
Type: Amended Notice of Hearing
Type: Amended Statement of Allegations
Type: Notice of Hearing

Vizcarra, Jorge

Type: Reasons for Decisions
Type: Order
Type: Statement of Allegations
Type: Notice of Hearing
Type: Temporary Order

Waddingham, Leonard

Type: Consent Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

Wadhwani, Kim

Type: Consent Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

Wealth Pools International Inc.

Type: Reasons for Decisions
Type: Reasons for Decisions
Type: Reasons for Decisions
Type: Order
Type: Order
Type: Order
Type: Order
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations

Weeres, Steven Vincent

Type: Reasons for Decision on Sanctions
Type: Reasons for the Decision on the Merits
Type: Amended and Consolidated Notice of Hearing by Conference Call
Type: Notice of Hearing by Conference Call
Type: Amended Statement of Allegations
Type: Statement of Allegations

Werner, Andrew

Type: Order
Type: Statement of Allegations
Type: Notice of Hearing
Type: Ex-parte Temporary Order

WFG Securities of Canada Inc.

Type: Order
Type: Notice of Settlement Hearing
Type: Settlement Agreement

White, Matthew

Type: Order
Type: Settlement Agreement
Type: Consolidated Amended Notice of Hearing
Type: Notice of Hearing
Type: Statement of Allegations

Wilson, Paul

Type: Order

Wilson, Sean

Type: Reasons for Decisions
Type: Order
Type: Notice of Hearing
Type: Temporary Order
Type: Statement of Allegations

Woodman, Ronald

Type: Reasons for Decisions

Woodworth, Clyde

Type: Reasons for Decisions

Wylie, Richard

Type: Order
Type: Amended Notice of Motion
Type: Notice of Hearing
Type: Motion
Type: Order
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations
Type: Ex-parte Temporary Order

X4 Technologies Incorporated

Type: Order