Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

81-510 - Self-Dealing

Category: 8 - Mutual Funds

Status:

Current Instruments:

No	Document	Type	Publication Date
81-510	Local Rule	Local Rule	17/12/2021

History:

No	Document	Type	Publication Date
81-510	FCNB Notice of Adoption proposed LR 81-510 Self Dealing	Local Notice	28/10/2021
81-510	Ministerial Consent	Ministerial Consent	19/10/2021
81-510	FCNB Notice and Request for Comments - Proposed Local Rule 81-510 Self-Dealing	Local Notice	24/06/2021

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

81-510 - Self-Dealing

Current Instruments:

History: