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Regulator Decisions

Regulator’s decisions content includes orders and decisions from both FCNB and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. Previous decisions made by a New Brunswick Securities Commission administrative tribunal panel are available here. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal.

You can find decisions, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

Decisions by the Financial and Consumer Services Commission Database

1313 Result(s)

500988 N.B. Ltd.

Type: Order

613247 N.B. Ltd.

Type: Notice of Discontinuance
Type: Order
Type: Notice of Adjournment of Motion
Type: Notice of Hearing of Motion
Type: Motion

706166 Alberta Ltd.

Type: Reasons for Decisions
Type: Reasons for Decisions
Type: Order
Type: Order
Type: Reasons for Decisions
Type: Order
Type: Second Consolidated and Amended Notice of Hearing
Type: Order
Type: Reasons for Decisions
Type: Settlement Agreement
Type: Second Amended Statement of Allegations
Type: Notice of Hearing
Type: Order
Type: Settlement Agreement
Type: Amended Statement of Allegations
Type: Notice of Hearing
Type: Order
Type: Order
Type: Notice of Motion
Type: Statement of Allegations
Type: Consent Order
Type: Order
Type: Notice of Hearing

Ad Capital U.S. Inc.

Type: Order

Ad Capital U.S. Inc.

Type: Reasons for Decisions

Adams, Barry

Type: Reasons for Decisions

Adams, Barry

Type: Order
Type: Settlement Agreement
Type: Notice of Settlement Hearing

AdCapital Industries Inc.

Type: Reasons for Decisions
Type: Order

Aegon Dealer Services Canada Inc.

Type: Settlement Agreement

Al-Tar Energy Corp.

Type: Reasons for Decisions
Type: Order

Alberta Energy Corp.

Type: Reasons for Decisions
Type: Order

Alexandra Daigle

Type: Reasons for Decision and Order of the Director of Consumer Affairs

Anderson, Jack

Type: Order
Type: Amended Notice of Motion
Type: Notice of Hearing
Type: Motion
Type: Order
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations
Type: Ex-parte Temporary Order

Andrew Mitchell Holdings, LLC

Type: Order
Type: Notice of Settlement Hearing
Type: Settlement Agreement
Type: Order
Type: Order
Type: Notice of Adjournment of Hearing
Type: Notice of Adjournment of Hearing
Type: Notice of Hearing of Motion
Type: Motion

Andrew, John

Type: Reasons for Decisions
Type: Order

Armstrong, Scott C.

Type: Decision and Order

Arsenault, Emile Joseph

Type: Order and Decision

Assante Financial Management Ltd.

Type: Notice of Settlement Hearing
Type: Settlement Agreement

Aurora Escrow Services LLC

Type: Reasons for Decisions
Type: Order

Ayears, Sean

Type: Reasons for Decisions
Type: Order
Type: Statement of Allegations
Type: Notice of Hearing

Ayuso Loyo, Roger Fernando

Type: Reasons for Decisions
Type: Order

Baskin Financial Services Inc.

Type: Consent Order
Type: Reasons for Decisions
Type: Statement of Allegations

Baskin, David

Type: Reasons for Decisions
Type: Statement of Allegations
Type: Consent Order

Berrie White Capital Corporation

Type: Order
Type: Settlement Agreement
Type: Consolidated Amended Notice of Hearing
Type: Notice of Hearing
Type: Statement of Allegations

Black Gold International Ltd.

Type: Reasons for Decisions
Type: Order

Black, Robert

Type: Order
Type: Amended Notice of Motion
Type: Notice of Hearing
Type: Motion
Type: Order
Type: Order
Type: Notice of Hearing
Type: Statement of Allegations
Type: Ex-parte Temporary Order

Bond, Gordon Arthur

Type: Decision

Bosse, Jules

Type: Notice of Discontinuance (Bossé)