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Regulator Decisions

Regulator’s decisions content includes orders and decisions from both the Commission and other regulatory bodies, up-to-date lists of disciplined persons, hearings, and undertakings and voluntary actions information.

You can find decisions by the Financial and Consumer Services Commission, including previous decisions by the former New Brunswick Securities Commission (before 2013), using the search tool below.  

On 2 July 2013, the New Brunswick Securities Commission became part of the Financial and Consumer Services Commission. After 2 July 2013, some matters that had commenced at the New Brunswick Commission administrative panel were continued under the Financial and Consumer Services Tribunal. In June 2023, the functions and duties of the Tribunal were transferred to the Energy and Utilities Board.

Decisions by the Financial and Consumer Services Commission Database

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24 Result(s)

Harry Niles

Type: Reasons for Decisions
Type: Order
Type: Order
Type: Reasons for Decisions
Type: Order
Type: Second Consolidated and Amended Notice of Hearing
Type: Order
Type: Reasons for Decisions
Type: Settlement Agreement
Type: Second Amended Statement of Allegations
Type: Notice of Hearing
Type: Order
Type: Settlement Agreement
Type: Amended Statement of Allegations
Type: Notice of Hearing
Type: Order
Type: Order
Type: Notice of Motion
Type: Statement of Allegations
Type: Consent Order
Type: Order
Type: Notice of Hearing
Type: Order
Type: Reasons for Decisions