Canadian securities regulators publish blanket relief for market participants due to COVID-19
Further to its announcement on March 18, the Canadian Securities Administrators (CSA) today published temporary blanket relief for market participants from certain regulatory filings, as a result of COVID-19.
The blanket relief provides a 45-day extension for periodic filings normally required to be made by issuers, investment funds, registrants, certain regulated entities and designated rating organizations on or before June 1, 2020 and for certain other requirements outlined in the orders. Market participants need to comply with the conditions in the blanket relief to use the extension.
The CSA is implementing the relief through local blanket orders that are substantially harmonized across the country. Market participants can view these orders on CSA members’ websites and are encouraged to contact their principal regulator with any questions.
The CSA is closely monitoring the situation and will consider whether further relief or extension is necessary.
The CSA, the council of the securities regulators of Canada’s provinces and territories, co- ordinates and harmonizes regulation for the Canadian capital markets.
For inquiries about filings for issuers, other than investment funds:
Michael Bennett Senior Legal Counsel, Corporate Finance Ontario Securities Commission 416-593-8079 mbennett@osc.gov.on.ca |
Matthew Au Senior Accountant, Corporate Finance Ontario Securities Commission 416-593-8132 mau@osc.gov.on.ca |
Jan Mazur Team Lead, Statutory Filings Alberta Securities Commission 403-297-2091 jan.mazur@asc.ca |
Tim Robson Manager, Legal, Corporate Finance Alberta Securities Commission 403-355-6297 timothy.robson@asc.ca |
Martin Latulippe Director, Continuous Disclosure Autorité des marchés financiers 514-395-0337 ext. 4331 martin.latulippe@lautorite.qc.ca |
Jody-Ann Edman Manager, Financial Reporting British Columbia Securities Commission 604-899-6698 jedman@bcsc.bc.ca |
Heather Kuchuran, CPA, CA, CFA Deputy Director, Corporate Finance Financial and Consumer Affairs Authority of Saskatchewan 306-787-1009 heather.kuchuran@gov.sk.ca |
Wayne Bridgeman, CPA, CGA Deputy Director, Corporate Finance Manitoba Securities Commission 204-945-4905 wayne.bridgeman@gov.mb.ca |
Abel Lazarus Director, Corporate Finance Nova Scotia Securities Commission 902-424-6859 abel.lazarus@novascotia.ca |
Rebecca Atkinson Senior Legal Counsel Financial and Consumer ServicesCommission, New Brunswick 506-658-3038 rebecca.atkinson@fcnb.ca |
For inquiries about filings for investment funds:
Ritu D. Kalra CPA, CA, CFA Senior Accountant, Investment Funds and Structured Products Branch Ontario Securities Commission 416-593-8063 rkalra@osc.gov.on.ca |
Irene Lee Senior Legal Counsel, Investment Funds and Structured Products Branch Ontario Securities Commission 416-593-3668 ilee@osc.gov.on.ca |
Louis-Martin Ouellet Acting Director, Investment Funds Oversight Autorité des marchés financiers 514-395-0337 ext. 4496 louis-martin.ouellet@lautorite.qc.ca |
Jason Alcorn Senior Legal Counsel and Special Advisor to the Executive Director Financial and Consumer Services Commission, New Brunswick 506-643-7857 jason.alcorn@fcnb.ca |
Heather Kuchuran, CPA, CA, CFA Deputy Director, Corporate Finance Financial and Consumer Affairs Authority of Saskatchewan 306-787-1009 heather.kuchuran@gov.sk.ca |
Chad Conrad Legal Counsel, Corporate Finance Alberta Securities Commission 403-297-4295 chad.conrad@asc.ca |
Donna Gouthro Senior Securities Analyst Nova Scotia Securities Commission 902-424-7077 donna.gouthro@novascotia.ca |
Patrick Weeks Corporate Finance Analyst Manitoba Securities Commission 204-945-3326 Patrick.weeks@gov.mb.ca |
For inquiries about filings for registrants:
Anita Chung, CPA, CA, CFE Registration Accountant, Compliance & Registrant Regulation Ontario Securities Commission 416-593-8131 achung@osc.gov.on.ca |
Mark French Manager, Registration & Dealer Compliance British Columbia Securities Commission 604-899-6856 mfrench@bcsc.bc.ca |
Wendy Morgan Deputy Director, Securities Financial and Consumer Services Commission, New Brunswick 506-643-7202 wendy.morgan@fcnb.ca |
Liz Kutarna, Deputy Director, Capital Markets Securities Division Financial and Consumer Affairs Authority 306-787-5871 liz.kutarna@gov.sk.ca |
Paula White Deputy Director, Compliance and Oversight Manitoba Securities Commission 204-945-5195 paula.white@gov.mb.ca |
Sue Henderson Deputy Director, Registrations Manitoba Securities Commission 204-945-1600 sue.henderson@gov.mb.ca |
Ashley Lee Regulatory Analyst, Registrant Regulation Alberta Securities Commission 403-297-4009 ashley.Lee@asc.ca |
Brian Murphy Manager, Registration Nova Scotia Securities Commission 902-424-4592 brian.murphy@novascotia.ca |
For inquiries about filings for regulated entities:
Christopher Byers Senior Legal Counsel, Market Regulation Ontario Securities Commission 416-593-2350 cbyers@osc.gov.on.ca |
Claude Gatien Advisor, Strategic Initiatives Autorité des marchés financiers 514-395-0337 ext, 4341 claude.gatien@lautorite.qc.ca |
Doug MacKay Manager, Market and SRO Oversight British Columbia Securities Commission 604-899-6609 dmackay@bcsc.bc.ca |
Paula White Deputy Director, Compliance and Oversight Manitoba Securities Commission 204-945-5195 paula.white@gov.mb.ca |
Sonne Udemgba Deputy Director Legal, Securities Division Financial and Consumer Affairs Authority 306-787-5879 sonne.udemgba@gov.sk.ca |
Paula Kaner Manager, Market Oversight Alberta Securities Commission 403-355-6290 paula.kaner@asc.ca |
For media inquiries, please refer to the list of provincial and territorial representatives below of contact us at media@acvm-csa.ca.
Kristen Rose Ontario Securities Commission 416-593-2336 |
Hilary McMeekin Alberta Securities Commission 403-592-8186 |
Brian Kladko British Columbia Securities Commission 604-899-6713 |
Sylvain Théberge Autorité des marchés financiers 514-940-2176 |
Jason (Jay) Booth Manitoba Securities Commission 204-945-1660 |
Shannon McMillan Financial and Consumer Affairs Authority of Saskatchewan 306-798-4160 |
Sara Wilson Financial and Consumer Services Commission, New Brunswick 506-643-7045 |
Steve Dowling Government of Prince Edward Island, Superintendent of Securities 902-368-4550 |
David Harrison Nova Scotia Securities Commission 902-424-8586 |
Jeff Mason Nunavut Securities Office 867-975-6591 |
Renée Dyer Office of the Superintendent of Securities Newfoundland and Labrador 709-729-4909 |
Tom Hall Office of the Superintendent of Securities Northwest Territories 867-767-9305 |
Rhonda Horte Office of the Yukon Superintendent of Securities 867-667-5466 |