Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

Regulatory Updates

Coming into force Amendments to NI 33-109 Registration Information and NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Please be advised that the following documents have been uploaded to the Securities Division Regulatory Instruments section on our website:

National Instrument 33-109 Registration Information

Companion Policy 33-109 related to National Instrument 33-109 Registration Information

National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Companion Policy 31-103 related to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

Coming into force Amendments to NI 33-109 Registration Information and NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations