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Regulatory Updates

Free Webinar Series: Clients First – Enhancing Investor Protection

Join FCNB for a two-part webinar series to help investment professionals better understand their regulatory requirements. The webinars will focus on the reforms by the Canadian Securities Administrators to enhance the client-registrant relationship as well as the protection of older and vulnerable clients. 

Time: 1-2 p.m.

October 20 – Part One: Client Focused Reforms 

October 26 – Part Two: Older and Vulnerable Clients

These webinars (with simultaneous interpretation) may qualify for education credits from your professional organization.  

Register Now