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Regulated Industries

FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $34 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

11-103 - Failure to File Cease Trade Orders in Multiple Jurisdictions

Current Instruments

Category

1 - Procedure and Related Matters

No	Document	Type	Publication Date
11-103	Multilateral Instrument	Multilateral Instrument	23/06/2016

No	Document	Type	Publication Date
51-102	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes	CSA Notice	20/05/2021

History

No	Document	Type	Publication Date
11-103	Ministerial Consent	Ministerial Consent	12/05/2016

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

11-103 - Failure to File Cease Trade Orders in Multiple Jurisdictions

Current Instruments

Related Documents

History