Self-Serve Portal

Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

11-201 - Electronic Delivery of Documents

Category: 1 - Procedure and Related Matters

Status:

Current Instruments:

No	Document	Type	Publication Date
11-201	National Policy 11-201 (Consolidated up to 9 June 2023)	National Policy	16/06/2023

Related Documents:

No	Document	Type	Publication Date
13-103	CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments	CSA Notice	29/03/2023

History:

No	Document	Type	Publication Date
11-201	Amendments to NP 11-201 (effective 9 June 2023, arising from NI 13-103)	Changes to National Policy	24/04/2023
11-201	Ministerial Consent	Ministerial Consent	04/04/2023
11-201	CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers	CSA Notice	07/04/2022
11-201	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes	CSA Notice	20/05/2021
11-201	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
11-201	CSA Notice - Amendments to NP 11-201 Delivery of Documents by Electronic Means	CSA Notice	18/11/2011
11-201	National Policy 11-201	National Policy	18/11/2011
11-201	CSA Notice and Request for Comment - Proposed Amendments to NP 11-201 Delivery of Documents by Electronic Means	CSA Notice	29/04/2011
11-201	CSA Notice and Request for Comments - Proposed Amendments to NI 54-101, NI 51-102 and NP 11-201	CSA Notice	09/04/2010
11-201	National Policy	National Policy	28/11/2008