Self-Serve Portal

Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

12-203 - Management Cease Trade Orders

Category: 1 - Procedure and Related Matters

Status:

Current Instruments:

No	Document	Type	Publication Date
12-203	National Policy (Consolidated up to 9 June 2023)	National Policy	20/06/2023

Related Documents:

No	Document	Type	Publication Date
13-103	CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments	CSA Notice	29/03/2023
51-102	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes	CSA Notice	20/05/2021

History:

No	Document	Type	Publication Date
12-203	CSA Notice and Request for Comment - Proposed Amendments to Relevant National Instruments for Continuous Disclosure Modernization for Investment Funds	CSA Notice	19/09/2024
12-203	Changes to NP 12-203 (effective 9 June 2023, arising from NI 13-103)	Changes to National Policy	24/04/2023
12-203	Ministerial Consent	Ministerial Consent	04/04/2023
12-203	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
12-203	National Policy	National Policy	23/06/2016
12-203	Ministerial Consent	Ministerial Consent	12/05/2016
12-203	CSA Notice of Publication MI 11-102 Passport System MI 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions	CSA Notice	03/03/2016
12-203	CSA Notice and Request for Comment Proposed Amendments to MI 11-102 Passport System	CSA Notice	16/04/2015
12-203	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters	CSA Notice	13/09/2012
12-203	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers	CSA Notice	13/09/2012
12-203	CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments	CSA Notice	29/07/2011
12-203	Changes to NP 12-203	Changes to National Policy	01/01/2011
12-203	National Policy (Consolidated up to 1 January 2011)	National Policy	01/01/2011
12-203	CSA Notice of NI 52-107 Acceptable Accounting Principles and Auditing Standards and 52-107 CP, Amendments to NI 14-101 Definitions and Other Related Amendments	CSA Notice	01/10/2010
12-203	Changes to NI 12-203	Changes to National Policy	15/12/2008
12-203	CSA Notice	CSA Notice	29/08/2008
12-203	National Policy	National Policy	29/08/2008
12-203	CSA Notice and Request for Comment	CSA Notice	28/03/2008
12-203	National Policy	National Policy	28/03/2008