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Regulated Industries

FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 40,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $34 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

12-603 - Deeming a Reporting Issuer to Cease to be a Reporting Issuer in New Brunswick

Current Instruments

Category

1 - Procedure and Related Matters

No	Document	Type	Publication Date
12-603	Local Policy (Consolidated up to 24 September 2007)	Local Rule	24/09/2007

No	Document	Type	Publication Date
12-307	CSA Staff Notice 12-307	CSA Notice	03/11/2006

History

No	Document	Type	Publication Date
12-603	Amendment Instrument	Amendments to Instrument	11/01/2008
12-603	Amendment Instrument	Amendments to Instrument	24/11/2006
12-603	Local Policy	Local Rule	13/09/2004

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

12-603 - Deeming a Reporting Issuer to Cease to be a Reporting Issuer in New Brunswick

Current Instruments

Related Documents

History