Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

21-505 - Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc.

This rule is not currently in effect in the Province of New Brunswick.

Category: 2 - Certain Capital Market Participants

Status:

History:

No	Document	Type	Publication Date
21-505	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
21-505	Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc.	Blanket Order	01/03/2015

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

21-505 - Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc.

History: