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Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

24-102 - Clearing Agency Requirements

Current Instruments

Category

2 - Certain Capital Market Participants

No	Document	Type	Publication Date
24-102	National Instrument (Consolidated up to 19 June 2020)	National Instrument	19/06/2020
24-102	Companion Policy (Consolidated up to 19 June 2020)	Companion Policy	19/06/2020

Related Documents

No	Document	Type	Publication Date
21-507	Blanket Order 21-507 – Temporary Exemption from Certain Reporting Requirements for Regulated Entities Carrying on Business in New Brunswick	Blanket Order	23/03/2020

History

No	Document	Type	Publication Date
24-102	Amendment Instrument to NI 24-102	Amendments to Instrument	19/06/2020
24-102	Changes to Companion Policy to NI 24-102	Amendments to Instrument	19/06/2020
24-102	Ministerial Consent	Ministerial Consent	06/05/2020
24-102	CSA Notice 24-102 - Amendments to NI 24-102 Clearing Agency Requirements and Changes to 24-102 CP Clearing Agency Requirements	CSA Notice	19/03/2020
24-102	CSA Notice and Request for Comment - Proposed Amendments to NI 24-102	CSA Notice	18/10/2018
24-102	Notice of Changes to 24-102 CP	Changes to Companion Policy	03/06/2016
24-102	Companion Policy (Consolidated up to 3 June 2016)	Companion Policy	03/06/2016
24-102	National Instrument	National Instrument	17/02/2016
24-102	Companion Policy	Companion Policy	17/02/2016
24-102	Ministerial Consent	Ministerial Consent	09/02/2016
24-102	Notice of Approval NI 24-102 and 24-102 CP to NI 24-102 and Notice and Request for Comments Proposed Amendments to 24-102 CP to NI 24-102	CSA Notice	03/12/2015
24-102	Notice and Request for Comment - Proposed NI 24-102 Clearing Agency Requirements and Related 24-102 CP	CSA Notice	27/11/2014