Self-Serve Portal

Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

24-102 - Clearing Agency Requirements

Category: 2 - Certain Capital Market Participants

Status:

Current Instruments:

No	Document	Type	Publication Date
24-102	National Instrument (Consolidated up to 19 June 2020)	National Instrument	19/06/2020
24-102	Companion Policy (Consolidated up to 19 June 2020)	Companion Policy	19/06/2020

Related Documents:

No	Document	Type	Publication Date
21-507	Blanket Order 21-507 – Temporary Exemption from Certain Reporting Requirements for Regulated Entities Carrying on Business in New Brunswick	Blanket Order	23/03/2020

History:

No	Document	Type	Publication Date
24-102	Amendment Instrument to NI 24-102	Amendments to Instrument	19/06/2020
24-102	Changes to Companion Policy to NI 24-102	Amendments to Instrument	19/06/2020
24-102	Ministerial Consent	Ministerial Consent	06/05/2020
24-102	CSA Notice 24-102 - Amendments to NI 24-102 Clearing Agency Requirements and Changes to 24-102 CP Clearing Agency Requirements	CSA Notice	19/03/2020
24-102	CSA Notice and Request for Comment - Proposed Amendments to NI 24-102	CSA Notice	18/10/2018
24-102	Notice of Changes to 24-102 CP	Changes to Companion Policy	03/06/2016
24-102	Companion Policy (Consolidated up to 3 June 2016)	Companion Policy	03/06/2016
24-102	National Instrument	National Instrument	17/02/2016
24-102	Companion Policy	Companion Policy	17/02/2016
24-102	Ministerial Consent	Ministerial Consent	09/02/2016
24-102	Notice of Approval NI 24-102 and 24-102 CP to NI 24-102 and Notice and Request for Comments Proposed Amendments to 24-102 CP to NI 24-102	CSA Notice	03/12/2015
24-102	Notice and Request for Comment - Proposed NI 24-102 Clearing Agency Requirements and Related 24-102 CP	CSA Notice	27/11/2014