There is a public consultation in progress that is applicable to this rule. Click here for more information.
Category:
2 - Certain Capital Market Participants
Current Instruments:
| No | Document | Type | Publication Date |
|---|---|---|---|
| 25-314 | CSA Notice and Request for Comment 25-314 – Proposed approach to oversight and refinements to the proposed binding authority framework for an identified ombudservice | CSA Notice |
Proposed Rules and Changes:
CSA Notice and Request for Comment 25-314 – Proposed approach to oversight and refinements to the proposed binding authority framework for an identified ombudservice
Please address your comments to the Financial and Consumer Services Commission of New Brunswick and submit it in writing on or before September 15, 2025.
Please deliver your comments only to the addresses below. Your comments will be distributed to the other participating CSA members.
Meg Tassie
Senior Advisor, Legal Services
Capital Markets Regulation
British Columbia Securities Commission
1200 - 701 West Georgia Street
P.O. Box 10142, Pacific Centre
Vancouver, British Columbia V7Y 1L2 7
Fax: 604 899-6506
mtassie@bcsc.bc.ca
The Secretary
Ontario Securities Commission
20 Queen Street West
22nd Floor, Box 55
Toronto, Ontario M5H 3S8
Fax: 416 593-2318
comments@osc.gov.on.ca
Me Philippe Lebel
Corporate Secretary and Executive Director
Legal Affairs
Autorité des marchés financiers
Place de la Cité, tour PwC
2640, boulevard Laurier, bureau 400
Québec (Québec) G1V 5C1
Fax : 514-864-6381
Consultation-en-cours@lautorite.qc.ca