Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

31-527 - Blanket Order 31-527 Exemption From Certain Client Relationship Model Phase 2 Requirements For IIROC Member Firms (Expired)

This rule is not currently in effect in the Province of New Brunswick.

Category: 3 - Registration Requirements and Related Matters

Status:

History:

No	Document	Type	Publication Date
31-527	CSA Staff Notice 31-339 Omnibus/Blanket Orders Exempting IIROC and MFDA Registrants from Certain Provisions of NI 31-103	CSA Notice	29/05/2014
31-527	Blanket Order 31-527 Exemption From Certain Client Relationship Model Phase 2 Requirements For IIROC Member Firms (expired 11 January 2015)	Blanket Order	29/05/2014

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

31-527 - Blanket Order 31-527 Exemption From Certain Client Relationship Model Phase 2 Requirements For IIROC Member Firms (Expired)

History: