Self-Serve Portal

33-109 - Registration Information

Current Instruments

Category
3 - Registration Requirements and Related Matters
No Document Type Publication Date
33-109 National Instrument (Consolidated up to 13 September 2023) National Instrument
33-109 Companion Policy (Consolidated up to 6 June 2022) Companion Policy

Related Documents

No Document Type Publication Date
14-101 CSA Notice of Amendments to National Instrument 14-101 Definitions and Consequential Amendments CSA Notice
11-335 CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions CSA Notice
45-506 Blanket Order 45-506 In the Matter of Start-Up Crowdfunding Registration and Prospectus Exemptions (as amended) Blanket Order
11-320 CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon CSA Notice
31-326 CSA Staff Notice 31-326 - Outside Business Activities (Withdrawn) CSA Notice

History

No Document Type Publication Date
33-109 Amendments to NI 33-109 Amendments to Instrument
33-109 Ministerial Consent Ministerial Consent
33-109 National Instrument (Consolidated up to 6 June 2022) National Instrument
33-109 Amendments to NI 33-109 Amendments to Instrument
33-109 Changes to Companion Policy 33-109CP Changes to Companion Policy
33-109 Ministerial Consent Ministerial Consent
33-109 CSA Notice of Amendments to NI 33-109, 33-109CP, NI 31-103 and 31-103CP - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines CSA Notice
33-109 CSA Notice and Request for Comment Proposed Amendments to NI 33-109 and NI 31-103 Modernization Registration Information Requirements CSA Notice
33-109 Amendment Instrument to NI 33-109 Amendments to Instrument
33-109 National Instrument (Consolidated up to 12 June 2018) National Instrument
33-109 Ministerial Consent Ministerial Consent
33-109 CSA Notice of Amendments Relating to Designated Rating Organizations CSA Notice
33-109 Amendment Instrument to NI 33-109 Amendments to Instrument
33-109 Changes to 33-109CP Changes to Companion Policy
33-109 National Instrument (Consolidated up to 4 December 2017) National Instrument
33-109 Companion Policy (Consolidated up to 4 December 2017) Companion Policy
33-109 Ministerial Consent Ministerial Consent
33-109 CSA Notice of Amendments to NI 31-103 and NI 33-109 as well as Changes to 31-103CP and 33-109CP CSA Notice
33-109 Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP CSA Notice
33-109 National Instrument (Consolidated up to 1 April 2017) National Instrument
33-109 CSA Notice and Request for Comment Proposed Amendments to NI 31-103, NI 33-109 and changes to 31-103 CP CSA Notice
33-109 Amendment Instrument to NI 33-109 Amendments to Instrument
33-109 Changes to 33-109 CP (Blackline) Changes to Companion Policy
33-109 National Instrument (Consolidated up to 11 January 2015) National Instrument
33-109 Companion Policy (Consolidated up to 11 January 2015) Companion Policy
33-109 Ministerial Consent Ministerial Consent
33-109 CSA Notice of Amendments to NI 31-103, NI 33-109, NI 52-107 and Changes to Related Companion Policies CSA Notice
33-109 Amendments to NI 33-109 Amendments to Instrument
33-109 National Instrument (Consolidated up to 22 September 2014) National Instrument
33-109 Ministerial Consent Ministerial Consent
33-109 CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments CSA Notice
33-109 CSA Notice and Request for Comment on Proposed Amendments to NI 31-103, NI 33-109, NI 52-107 and to Related Policies and Forms CSA Notice
33-109 Amendment Instrument to NI 33-109 Amendments to Instrument
33-109 National Instrument (Consolidated up to 31 May 2013) National Instrument
33-109 Ministerial Consent Ministerial Consent
33-109 Amendment Instrument Amendments to Instrument
33-109 National Instrument (Consolidated up to 12 April 2013) National Instrument
33-109 Ministerial Consent Ministerial Consent
33-109 CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations CSA Notice
33-109 CSA Notice and Request for Comment to Registitration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 CSA Notice
33-109 Amendment Instrument to NI 33-109 Amendments to Instrument
33-109 Companion Policy (Consolidated up to 11 July 2011) Companion Policy
33-109 Ministerial Consent Ministerial Consent
33-109 CSA Notice of Amendments to NI 31-103 Registration Requirements and Exemptions and 31-103 CP and Amendments to NI 33-109 Registration Information and 33-109 CP CSA Notice
33-109 Amendment Instrument to NI 33-109 Amendments to Instrument
33-109 Ministerial Consent Ministerial Consent
33-109 CSA Notice of Amendments to NI 31-103 Registration Requirements and Exemptions & 31-103 CP and Amendments to NI 33-109 Registration Requirements CSA Notice
33-109 CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements and Exemptions and NI 33-109 Registration Information CSA Notice
33-109 CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements and Exemptions and NI 33-109 Registration Information CSA Notice
33-109 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies Local Notice
33-109 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies Local Notice
33-109 AMF and NBSC Staff Notice on Proposed Changes to NI 31-103 Registration Requirements and Exemptions, 31-103 CP and NI 33-109 Registration Information Local Notice
33-109 Ministerial Consent Ministerial Consent
33-109 National Instrument National Instrument
33-109 Companion Policy Companion Policy
33-109 CSA Notice of Repeal and Replacement of NI 33-109 Registration Information CSA Notice
33-109 CSA Notice and Request for Comment CSA Notice
33-109 Ministerial Consent Ministerial Consent
33-801 Amendment Instrument to New Brunswick Implementing Instrument 33-801 Amendments to Instrument
33-109 Ministerial Consent Ministerial Consent
33-109 Amendment Instrument Amendments to Instrument
33-109 CSA Request for Comment Regarding Proposed NI 31-103 and Proposed Amendments to NI 33-109 CSA Notice
33-109 Proposed Form 33-109F1 Guides & Forms
33-109 Proposed Form 33-109F4 Guides & Forms
33-109 Proposed Form 33-109F6 Guides & Forms
33-109 CSA Request for Comment CSA Notice
33-109 Amendment Instrument CSA Notice
33-109 Ministerial Consent Ministerial Consent
33-109 New Brunswick Implementing Instrument 33-801 Implementing Instrument
33-109 Multilateral Instrument (Repealed) Multilateral Instrument
33-109 Companion Policy (Repealed) Companion Policy