Self-Serve Portal

33-109 - Registration Information

Current Instruments

Category
3 - Registration Requirements and Related Matters
No Document Type Publication Date
33-109 National Instrument (Consolidated up to 6 June 2022) National Instrument 06/06/2022
33-109 Companion Policy (Consolidated up to 6 June 2022) Companion Policy 06/06/2022

Related Documents

No Document Type Publication Date
11-335 CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions CSA Notice 13/04/2017
45-506 Blanket Order 45-506 In the Matter of Start-Up Crowdfunding Registration and Prospectus Exemptions (as amended) Blanket Order 30/06/2016
11-320 CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon CSA Notice 15/11/2012
31-326 CSA Staff Notice 31-326 - Outside Business Activities (Withdrawn) CSA Notice 15/07/2011

History

No Document Type Publication Date
33-109 Amendments to NI 33-109 Amendments to Instrument 06/06/2022
33-109 Changes to Companion Policy 33-109CP Changes to Companion Policy 06/06/2022
33-109 Ministerial Consent Ministerial Consent 21/04/2022
33-109 CSA Notice of Amendments to NI 33-109, 33-109CP, NI 31-103 and 31-103CP - Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting and Updating Filing Deadlines CSA Notice 16/12/2021
33-109 CSA Notice and Request for Comment Proposed Amendments to NI 33-109 and NI 31-103 Modernization Registration Information Requirements CSA Notice 04/02/2021
33-109 Amendment Instrument to NI 33-109 Amendments to Instrument 12/06/2018
33-109 National Instrument (Consolidated up to 12 June 2018) National Instrument 12/06/2018
33-109 Ministerial Consent Ministerial Consent 29/05/2018
33-109 CSA Notice of Amendments Relating to Designated Rating Organizations CSA Notice 29/03/2018
33-109 Amendment Instrument to NI 33-109 Amendments to Instrument 04/12/2017
33-109 Changes to 33-109CP Changes to Companion Policy 04/12/2017
33-109 National Instrument (Consolidated up to 4 December 2017) National Instrument 04/12/2017
33-109 Companion Policy (Consolidated up to 4 December 2017) Companion Policy 04/12/2017
33-109 Ministerial Consent Ministerial Consent 10/10/2017
33-109 CSA Notice of Amendments to NI 31-103 and NI 33-109 as well as Changes to 31-103CP and 33-109CP CSA Notice 27/07/2017
33-109 Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP CSA Notice 06/07/2017
33-109 National Instrument (Consolidated up to 1 April 2017) National Instrument 01/04/2017
33-109 CSA Notice and Request for Comment Proposed Amendments to NI 31-103, NI 33-109 and changes to 31-103 CP CSA Notice 07/07/2016
33-109 Amendment Instrument to NI 33-109 Amendments to Instrument 11/01/2015
33-109 Changes to 33-109 CP (Blackline) Changes to Companion Policy 11/01/2015
33-109 National Instrument (Consolidated up to 11 January 2015) National Instrument 11/01/2015
33-109 Companion Policy (Consolidated up to 11 January 2015) Companion Policy 11/01/2015
33-109 Ministerial Consent Ministerial Consent 10/12/2014
33-109 CSA Notice of Amendments to NI 31-103, NI 33-109, NI 52-107 and Changes to Related Companion Policies CSA Notice 16/10/2014
33-109 Amendments to NI 33-109 Amendments to Instrument 22/09/2014
33-109 National Instrument (Consolidated up to 22 September 2014) National Instrument 22/09/2014
33-109 Ministerial Consent Ministerial Consent 12/08/2014
33-109 CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments CSA Notice 19/06/2014
33-109 CSA Notice and Request for Comment on Proposed Amendments to NI 31-103, NI 33-109, NI 52-107 and to Related Policies and Forms CSA Notice 05/12/2013
33-109 Amendment Instrument to NI 33-109 Amendments to Instrument 31/05/2013
33-109 National Instrument (Consolidated up to 31 May 2013) National Instrument 31/05/2013
33-109 Ministerial Consent Ministerial Consent 03/05/2013
33-109 Amendment Instrument Amendments to Instrument 12/04/2013
33-109 National Instrument (Consolidated up to 12 April 2013) National Instrument 12/04/2013
33-109 Ministerial Consent Ministerial Consent 26/03/2013
33-109 CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations CSA Notice 14/03/2013
33-109 CSA Notice and Request for Comment to Registitration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 CSA Notice 26/07/2012
33-109 Amendment Instrument to NI 33-109 Amendments to Instrument 11/07/2011
33-109 Companion Policy (Consolidated up to 11 July 2011) Companion Policy 11/07/2011
33-109 Ministerial Consent Ministerial Consent 18/05/2011
33-109 CSA Notice of Amendments to NI 31-103 Registration Requirements and Exemptions and 31-103 CP and Amendments to NI 33-109 Registration Information and 33-109 CP CSA Notice 15/04/2011
33-109 Amendment Instrument to NI 33-109 Amendments to Instrument 29/12/2010
33-109 Ministerial Consent Ministerial Consent 23/12/2010
33-109 CSA Notice of Amendments to NI 31-103 Registration Requirements and Exemptions & 31-103 CP and Amendments to NI 33-109 Registration Requirements CSA Notice 01/10/2010
33-109 CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements and Exemptions and NI 33-109 Registration Information CSA Notice 25/06/2010
33-109 CSA Notice and Request for Comment - Proposed Amendments to NI 31-103 Registration Requirements and Exemptions and NI 33-109 Registration Information CSA Notice 25/06/2010
33-109 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies Local Notice 12/03/2010
33-109 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies Local Notice 12/03/2010
33-109 AMF and NBSC Staff Notice on Proposed Changes to NI 31-103 Registration Requirements and Exemptions, 31-103 CP and NI 33-109 Registration Information Local Notice 23/10/2009
33-109 Ministerial Consent Ministerial Consent 28/09/2009
33-109 National Instrument National Instrument 28/09/2009
33-109 Companion Policy Companion Policy 28/09/2009
33-109 CSA Notice of Repeal and Replacement of NI 33-109 Registration Information CSA Notice 17/07/2009
33-109 CSA Notice and Request for Comment CSA Notice 29/02/2008
33-109 Ministerial Consent Ministerial Consent 25/09/2007
33-801 Amendment Instrument to New Brunswick Implementing Instrument 33-801 Amendments to Instrument 25/09/2007
33-109 Ministerial Consent Ministerial Consent 15/05/2007
33-109 Amendment Instrument Amendments to Instrument 15/05/2007
33-109 CSA Request for Comment Regarding Proposed NI 31-103 and Proposed Amendments to NI 33-109 CSA Notice 20/02/2007
33-109 Proposed Form 33-109F1 Guides & Forms 20/02/2007
33-109 Proposed Form 33-109F4 Guides & Forms 20/02/2007
33-109 Proposed Form 33-109F6 Guides & Forms 20/02/2007
33-109 CSA Request for Comment CSA Notice 23/06/2006
33-109 Amendment Instrument CSA Notice 23/06/2006
33-109 Ministerial Consent Ministerial Consent 11/05/2005
33-109 New Brunswick Implementing Instrument 33-801 Implementing Instrument 11/05/2005
33-109 Multilateral Instrument (Repealed) Multilateral Instrument 11/05/2005
33-109 Companion Policy (Repealed) Companion Policy 11/05/2005