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45-106 - Prospectus Exemptions

Current Instruments

Category
4 - Distribution Requirements
No Document Type Publication Date
45-106 National Instrument (Consolidated up to 13 September 2023) National Instrument
45-106 Form 45-106F1-Schedule 1 Guides & Forms
45-106 Companion Policy (Consolidated up to 9 June 2023) Companion Policy

Related Documents

No Document Type Publication Date
14-101 CSA Notice of Amendments to National Instrument 14-101 Definitions and Consequential Amendments CSA Notice
51-102 CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes CSA Notice
14-101 CSA Notice and Request for Comment – Proposed Amendments to NI 14-101 Definitions and Consequential Amendments CSA Notice
45-328 CSA Staff Notice 45-328 - Update on Amendments relating to Syndicated Mortgages CSA Notice
51-509 Blanket Order 51-509 - Temporary Exemption from Certain Corporate Finance Requirements with Deadlines During the Period from 2 June to 31 August 2020 Blanket Order
51-507 Blanket Order 51-507 Temporary Exemption from Certain Corporate Finance Requirements Blanket Order
45-326 CSA Staff Notice 45-326 relating to Syndicated Mortgages CSA Notice
45-323 CSA Staff Notice 45-323 Update on Use of the Rights Offering Exemption in NI 45-106 CSA Notice
11-335 CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions CSA Notice
11-334 CSA Staff Notice 11-334 Notice of Local Amendments and Changes in Certain Jurisdictions CSA Notice
45-308 CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 Prospectus Exemptions - With highlighted changes CSA Notice
45-308 CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 Prospectus Exemptions CSA Notice
45-320 CSA Staff Notice 45-320 Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution CSA Notice
45-510 Blanket Order 45-510 Exemptions from certain requirements in form 45-106f1 report of exempt distribution Blanket Order
11-330 CSA Staff Notice 11-330 Notice of Local Amendments CSA Notice
21-505 Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc. Blanket Order
45-507 Blanket Order 45-507 Exemptions from Certain Financial Statement Requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers Blanket Order
31-336 CSA Staff Notice 31-336 Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations CSA Notice
45-701 NBSC Staff Notice 45-701 - Voluntary Pre-filing of Draft Offering Memoranda Under NI 45-106 Prospectus and Registration Exemptions Local Notice
45-310 CSA Staff Notice 45-310 - Update on CSA Staff Consultation Note 45-401 Review of Minimum Amount and Accredited Investor Exemptions CSA Notice
45-309 Multilateral CSA Staff Notice 45-309 - Guidance for Preparing and Filing an Offering Memorandum under NI 45-106 Prospectus and Registration Exemptions CSA Notice
45-308 CSA Staff Notice 45-308 - Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 Prospectus and Registration Exemptions CSA Notice
11-316 CSA Staff Notice 11-316 - Notice of Local Amendments – British Columbia CSA Notice
45-401 CSA Staff Consultation Note 45-401 - Review of Minimum Amount and Accredited Investor Exemptions CSA Consultation Paper
31-327 CSA Staff Notice 31-327 - Broker-Dealer Registration in the Exempt Market Dealer Category CSA Notice
11-314 CSA Staff Notice 11-314 - Update of CSA Instruments CSA Notice
45-503 Blanket Order 45-503 - Exemptions for Certain Supranational Agencies Blanket Order
45-305 CSA Staff Notice 45-305 FAQS Regarding NI 45-106 Prospectus and Registration Exemptions CSA Notice
45-502 Blanket Order 45-502 - NI 45-106 Blanket Order
45-304 CSA Staff Notice 45-304 - Notice of Local Exemptions Related to NI 45-106 Prospectus and Registration Exemptions CSA Notice
41-503 Blanket Order 41-503 - Transitional Relief Upon the Adoption of NI 45-106 Blanket Order

History

No Document Type Publication Date
45-106 CSA Notice and Request for Comment - Proposed Amendments to Relevant National Instruments for Venture Issuer Definition and Majority Voting CSA Notice
45-106 Amendments to NI 45-106 Amendments to Instrument
45-106 Ministerial Consent Ministerial Consent
45-106 National Instrument (Consolidated up to 9 June 2023) National Instrument
45-106 Amendments to NI 45-106 (effective 9 June 2023, arising from NI 13-103) Amendments to Instrument
45-106 Changes to 45-106CP (effective 9 June 2023, arising from NI 13-103) Changes to Companion Policy
45-106 Ministerial Consent Ministerial Consent
45-106 CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments CSA Notice
45-106CP Companion Policy (Consolidated up to 8 March 2023) Companion Policy
NI 45-106 National Instrument (Consolidated up to 8 March 2023) National Instrument
45-106CP Changes to 45-106CP Changes to Companion Policy
NI 45-106 Amendments to NI 45-106 Amendments to Instrument
NI 45-106 Ministerial Consent Ministerial Consent
45-106 CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption CSA Notice
45-106 Companion Policy (Consolidated up to 21 November 2022) Companion Policy
45-106 National Instrument (Consolidated up to 21 November 2022) National Instrument
45-106 Amendments to NI 45-106 Amendments to Instrument
45-106 Ministerial Consent Ministerial Consent
45-106 CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption CSA Notice
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument
45-106 National Instrument (Consolidated up to 5 January 2022) National Instrument
45-106 Ministerial Consent Ministerial Consent
45-106 CSA Notice of Amendments – Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1 CSA Notice
45-106 CSA Notice and Request for Comment – Proposed Amendments to NI 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption CSA Notice
45-106 Companion Policy (Consolidated up to 1 March 2021) Companion Policy
45-106 National Instrument (Consolidated up to 1 March 2021) National Instrument
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument
45-106 Changes to 45-106CP Changes to Companion Policy
45-106 Ministerial Consent Ministerial Consent
45-106 CSA Notice and Request for Comment Proposed Amendments to NI 45-106 and Companion Policy Relating to the Offering Memorandum Prospectus Exemption CSA Notice
45-106 CSA Notice of Amendments to NI 45-106 and NI 31-103 relating to Syndicated Mortgages CSA Notice
45-106 CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments CSA Notice
45-106 CSA Second Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 31-103 as well as changes to their related Companion Policies relating to Syndicated Mortgages CSA Notice
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument
45-106 Changes to 45-106CP Changes to Companion Policy
45-106 National Instrument (Consolidated up to 5 October 2018) National Instrument
45-106 Companion Policy (Consolidated up to 5 October 2018) Companion Policy
45-106 Ministerial Consent Ministerial Consent
45-106 CSA Notice of Amendments to NI 45-106 and Changes to 45-106 CP Relating to Reports of Exempt Distribution CSA Notice
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument
45-106 National Instrument (Consolidated up to 12 June 2018) National Instrument
45-106 Ministerial Consent Ministerial Consent
45-106 CSA Notice of Amendments Relating to Designated Rating Organizations CSA Notice
45-106 CSA Notice and Request for Comment Proposed Amendments to NI 45-106 and NI 31-103 relating to Syndicated Mortgages CSA Notice
45-106 Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP CSA Notice
45-106 CSA Multilateral Notice and Request for Comment Proposed Amendments to NI 45-106 CSA Notice
45-106 National Instrument (Consolidated up to 1 April 2017) National Instrument
45-106 Amendment Instrument to NI 45-106 and 45-106CP Amendments to Instrument
45-106 National Instrument (Consolidated up to 5 October 2016) National Instrument
45-106 Companion Policy (Consolidated to 5 October 2016) Companion Policy
45-106 Ministerial Consent Ministerial Consent
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument
45-106 Changes to Companion Policy 45-106CP Changes to Companion Policy
45-106 National Instrument (Consolidated up to 30 June 2016) National Instrument
45-106 Companion Policy (Consolidated up to 30 June 2016) Companion Policy
45-106 Ministerial Consent Ministerial Consent
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument
45-106 Changes to 45-106CP Changes to Companion Policy
45-106 National Instrument (Consolidated up 30 April 2016) National Instrument
45-106 Companion Policy (Consolidated up to 30 April 2016) Companion Policy
45-106 CSA Notice of Amendments to NI 45-106 relating to Reports of Exempt Distribution CSA Notice
45-106 Ministerial Consent Ministerial Consent
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument
45-106 Changes to CP 45-106 Changes to Companion Policy
45-106 National Instrument (Consolidated up to 8 December 2015) National Instrument
45-106 Companion Policy (Consolidated up to 8 December 2015) Companion Policy
45-106 Ministerial Consent Ministerial Consent
45-106 Amendments to NI 45-106 Amendments to Instrument
45-106 Ministerial Consent Ministerial Consent
45-106 Multilateral CSA Notice of Amendments to NI 45-106 Prospectus Exemptions Relating to the Offering Memorandum Exemption CSA Notice
45-106 CSA Notice of Amendments Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101 CSA Notice
45-106 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc. CSA Notice
45-106 CSA Notice and Request for Comment Proposed Amendments to NI 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution CSA Notice
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument
45-106 Changes to 45-106CP Changes to Companion Policy
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument
45-106 National Instrument (Consolidated up to 5 May 2015) National Instrument
45-106 Companion Policy (Consolidated up to 5 May 2015) Companion Policy
45-106 Ministerial Consent Ministerial Consent
45-106 Ministerial Consent Ministerial Consent
45-106 CSA Notice of Amendments to NI 45-106 Relating to the Short-term Debt Prospectus Exemption and Short-term Securitized Products CSA Notice
45-106 CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions CSA Notice
45-106 Multilateral CSA Notice Exemptions from Certain Financial-Statement Requirements of the Offering Memorandum Exemption CSA Notice
45-106 CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. CSA Notice
45-106 CSA Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Proposed Repeal of NI 45-101 CSA Notice
45-106 Amendments to NI 45-106 Amendments to Instrument
45-106 National Instrument (Consolidated up to 22 September 2014) National Instrument
45-106 Ministerial Consent Ministerial Consent
45-106 CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments CSA Notice
45-106 Ministerial Consent Ministerial Consent
45-106 Amendment Instrument to NI 45-106 (Amendments required to the French version only) Amendments to Instrument
45-106 National Instrument (Consolidated up to 31 May 2013 - Amendments required to the French version only) National Instrument
45-106 Multilateral CSA Notice of Publication and Request for Comment - Proposed Amendments to NI 45-106 Relating to the Offering Memorandum Exemption and Reports of Exempt Distribution CSA Notice
45-106 CSA Notice and Request for Comment - Proposed Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions CSA Notice
45-106 CSA Notice and Request for Comment - Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Short-term Debt Prospectus Exemption and Proposed Securitized Products Amendments CSA Notice
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument
45-106 National Instrument (Consolidated up to 31 May 2013) National Instrument
45-106 Ministerial Consent Ministerial Consent
45-106 CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations CSA Notice
45-106 CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon CSA Notice
45-106 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters CSA Notice
45-106 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers CSA Notice
45-106 CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 CSA Notice
45-106 CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments CSA Notice
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument
45-106 CSA Staff Notice 11-315 - Extension of Consultation Period CSA Notice
45-106 CSA Notice - Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and 43-101CP CSA Notice
45-106 Notice and Request for Comments for Proposed NI 41-103, Proposed NI 51-106, Proposed Amendments to NI 52-109, Proposed Amendments to NI 45-106, NI 45-102 and Proposed Consequential Amendments CSA Notice
45-106 Amendment Instrument to NI 45-106 Amendments to Instrument
45-106 Amendment Instrument to 45-106CP Amendments to Instrument
45-106 Companion Policy (Consolidated up to 1 January 2011) Companion Policy
45-106 Ministerial Consent Ministerial Consent
45-106 CSA Notice of Amendments - NI 45-106 Prospectus and Registration Exemptions and 45-106 CP CSA Notice
45-106 CSA Notice and Request for Comments - Proposed Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and 43-101CP CSA Notice
45-106 AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies CSA Notice
45-106 Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to NI 45-106 Prospectus and Registration Exemptions and 45-106CP CSA Notice
45-106 Ministerial Consent Ministerial Consent
45-106 National Instrument National Instrument
45-106 Companion Policy Companion Policy
45-106 CSA Notice of Repeal and Replacement of NI 45-106 Prospectus And Registration Exemptions CSA Notice
45-106 CSA Notice and Request for Comment CSA Notice
45-106 Ministerial Consent Ministerial Consent
45-106 Amendment Instrument to Form 45-106F2 arising from NP 48 Amendments to Instrument
45-106 Amendment Instrument to Form 45-106F3 arising from NP 48 Amendments to Instrument
45-106 CSA Notice of Amendments CSA Notice
45-106 CSA Request for Comment regarding the rescission of NP 48 and consequential amendments to NI 51-102, NI 44-101, NI 45-101, NI 45-106, NP 51-201 and LR 41-501 arising from this rescission CSA Notice
45-106 CSA Request for Comment CSA Notice
45-106 New Brunswick Implementing Instrument 45-802 Implementing Instrument
45-106 National Instrument National Instrument
45-106 Companion Policy Companion Policy
45-106 Ministerial Consent Ministerial Consent