45-106 - Prospectus Exemptions | New Brunswick Financial and Consumer Services Commission

Status:

Current Instruments:

No	Document	Type	Publication Date
45-106	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 45-106 Prospectus Exemptions relating to the Listed Issuer Financing Exemption	CSA Notice	23/07/2026
45-106	National Instrument (Consolidated up to September 19, 2025)	National Instrument	19/09/2025
45-106	Companion Policy (Consolidated up to 9 June 2023)	Companion Policy	12/07/2023
45-106	Form 45-106F1-Schedule 1	Guides & Forms	21/11/2022

Related Documents:

No	Document	Type	Publication Date
11-349	CSA Staff Notice 11-349 - Notice of Local Amendments in Certain Jurisdictions	Amendments to Instrument	02/04/2026
43-101	CSA Notice and Request for Comment – Proposed Repeal and Replacement of National Instrument 43-101 Standards of Disclosure for Mineral Projects	CSA Notice	12/06/2025
14-101	CSA Notice of Amendments to National Instrument 14-101 Definitions and Consequential Amendments	CSA Notice	15/06/2023
13-103	CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments	CSA Notice	29/03/2023
51-102	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes	CSA Notice	20/05/2021
14-101	CSA Notice and Request for Comment – Proposed Amendments to NI 14-101 Definitions and Consequential Amendments	CSA Notice	22/04/2021
45-328	CSA Staff Notice 45-328 - Update on Amendments relating to Syndicated Mortgages	CSA Notice	25/02/2021
51-509	Blanket Order 51-509 - Temporary Exemption from Certain Corporate Finance Requirements with Deadlines During the Period from 2 June to 31 August 2020	Blanket Order	20/05/2020
51-507	Blanket Order 51-507 Temporary Exemption from Certain Corporate Finance Requirements	Blanket Order	23/03/2020
45-326	CSA Staff Notice 45-326 relating to Syndicated Mortgages	CSA Notice	11/12/2019
45-323	CSA Staff Notice 45-323 Update on Use of the Rights Offering Exemption in NI 45-106	CSA Notice	20/04/2017
11-335	CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions	CSA Notice	13/04/2017
11-334	CSA Staff Notice 11-334 Notice of Local Amendments and Changes in Certain Jurisdictions	CSA Notice	19/01/2017
45-507	Blanket Order 45-507 - Exemptions from Certain Financial Statement Requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers	Blanket Order	20/12/2016
45-308	CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 Prospectus Exemptions - With highlighted changes	CSA Notice	29/09/2016
45-308	CSA Staff Notice 45-308 (Revised) Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 Prospectus Exemptions	CSA Notice	29/09/2016
45-320	CSA Staff Notice 45-320 Exemptions for Certain Foreign Issuers from the Requirement to Identify Purchasers as Registrants or Insiders in Reports of Exempt Distribution	CSA Notice	07/07/2016
45-510	Blanket Order 45-510 Exemptions from certain requirements in form 45-106f1 report of exempt distribution	Blanket Order	07/07/2016
11-330	CSA Staff Notice 11-330 Notice of Local Amendments	CSA Notice	16/06/2016
21-505	Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc.	Blanket Order	01/03/2015
45-507	Blanket Order 45-507 Exemptions from Certain Financial Statement Requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers	Blanket Order	17/12/2014
31-336	CSA Staff Notice 31-336 Guidance for Portfolio Managers, Exempt Market Dealers and Other Registrants on the Know-Your-Client, Know-Your-Product and Suitability Obligations	CSA Notice	09/01/2014
45-701	NBSC Staff Notice 45-701 - Voluntary Pre-filing of Draft Offering Memoranda Under NI 45-106 Prospectus and Registration Exemptions	Local Notice	21/12/2012
45-310	CSA Staff Notice 45-310 - Update on CSA Staff Consultation Note 45-401 Review of Minimum Amount and Accredited Investor Exemptions	CSA Notice	07/06/2012
45-309	Multilateral CSA Staff Notice 45-309 - Guidance for Preparing and Filing an Offering Memorandum under NI 45-106 Prospectus and Registration Exemptions	CSA Notice	26/04/2012
45-308	CSA Staff Notice 45-308 - Guidance for Preparing and Filing Reports of Exempt Distribution under NI 45-106 Prospectus and Registration Exemptions	CSA Notice	26/04/2012
11-316	CSA Staff Notice 11-316 - Notice of Local Amendments – British Columbia	CSA Notice	13/04/2012
45-401	CSA Staff Consultation Note 45-401 - Review of Minimum Amount and Accredited Investor Exemptions	CSA Consultation Paper	10/11/2011
31-327	CSA Staff Notice 31-327 - Broker-Dealer Registration in the Exempt Market Dealer Category	CSA Notice	02/09/2011
11-314	CSA Staff Notice 11-314 - Update of CSA Instruments	CSA Notice	06/05/2011
45-503	Blanket Order 45-503 - Exemptions for Certain Supranational Agencies	Blanket Order	28/04/2006
45-305	CSA Staff Notice 45-305 FAQS Regarding NI 45-106 Prospectus and Registration Exemptions	CSA Notice	06/12/2005
45-502	Blanket Order 45-502 - NI 45-106	Blanket Order	18/11/2005
45-304	CSA Staff Notice 45-304 - Notice of Local Exemptions Related to NI 45-106 Prospectus and Registration Exemptions	CSA Notice	14/09/2005
41-503	Blanket Order 41-503 - Transitional Relief Upon the Adoption of NI 45-106	Blanket Order	14/09/2005

History:

No	Document	Type	Publication Date
45-106	Amendments to NI 45-106	Amendments to Instrument	19/09/2025
45-106	Ministerial Consent	Ministerial Consent	07/09/2025
45-106	CSA Notice of Publication – Amendments and Changes to Certain National Instruments and Policies related to Venture Issuer Definition and Majority Voting	CSA Notice	19/06/2025
45-106	CSA Notice and Request for Comment - Proposed Amendments to Relevant National Instruments for Venture Issuer Definition and Majority Voting	CSA Notice	01/08/2024
45-106	National Instrument (Consolidated up to 13 September 2023)	National Instrument	13/09/2023
45-106	Amendments to NI 45-106	Amendments to Instrument	13/09/2023
45-106	Ministerial Consent	Ministerial Consent	24/08/2023
45-106	National Instrument (Consolidated up to 9 June 2023)	National Instrument	12/07/2023
45-106	Amendments to NI 45-106 (effective 9 June 2023, arising from NI 13-103)	Amendments to Instrument	24/04/2023
45-106	Changes to 45-106CP (effective 9 June 2023, arising from NI 13-103)	Changes to Companion Policy	24/04/2023
45-106	Ministerial Consent	Ministerial Consent	04/04/2023
45-106CP	Companion Policy (Consolidated up to 8 March 2023)	Companion Policy	08/03/2023
NI 45-106	National Instrument (Consolidated up to 8 March 2023)	National Instrument	08/03/2023
45-106CP	Changes to 45-106CP	Changes to Companion Policy	08/03/2023
NI 45-106	Amendments to NI 45-106	Amendments to Instrument	08/03/2023
NI 45-106	Ministerial Consent	Ministerial Consent	08/03/2023
45-106	CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions and Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption	CSA Notice	08/12/2022
45-106	Companion Policy (Consolidated up to 21 November 2022)	Companion Policy	21/11/2022
45-106	National Instrument (Consolidated up to 21 November 2022)	National Instrument	21/11/2022
45-106	Amendments to NI 45-106	Amendments to Instrument	21/11/2022
45-106	Ministerial Consent	Ministerial Consent	13/10/2022
45-106	CSA Notice of Amendments to National Instrument 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption	CSA Notice	08/09/2022
45-106	Amendment Instrument to NI 45-106	Amendments to Instrument	05/01/2022
45-106	National Instrument (Consolidated up to 5 January 2022)	National Instrument	05/01/2022
45-106	Ministerial Consent	Ministerial Consent	19/10/2021
45-106	CSA Notice of Amendments – Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1	CSA Notice	07/10/2021
45-106	CSA Notice and Request for Comment – Proposed Amendments to NI 45-106 Prospectus Exemptions to introduce the Listed Issuer Financing Exemption	CSA Notice	28/07/2021
45-106	Companion Policy (Consolidated up to 1 March 2021)	Companion Policy	01/03/2021
45-106	National Instrument (Consolidated up to 1 March 2021)	National Instrument	01/03/2021
45-106	Amendment Instrument to NI 45-106	Amendments to Instrument	01/03/2021
45-106	Changes to 45-106CP	Changes to Companion Policy	01/03/2021
45-106	Ministerial Consent	Ministerial Consent	12/01/2021
45-106	CSA Notice and Request for Comment Proposed Amendments to NI 45-106 and Companion Policy Relating to the Offering Memorandum Prospectus Exemption	CSA Notice	17/09/2020
45-106	CSA Notice of Amendments to NI 45-106 and NI 31-103 relating to Syndicated Mortgages	CSA Notice	06/08/2020
45-106	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
45-106	CSA Second Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 31-103 as well as changes to their related Companion Policies relating to Syndicated Mortgages	CSA Notice	15/03/2019
45-106	Amendment Instrument to NI 45-106	Amendments to Instrument	05/10/2018
45-106	Changes to 45-106CP	Changes to Companion Policy	05/10/2018
45-106	National Instrument (Consolidated up to 5 October 2018)	National Instrument	05/10/2018
45-106	Companion Policy (Consolidated up to 5 October 2018)	Companion Policy	05/10/2018
45-106	Ministerial Consent	Ministerial Consent	16/08/2018
45-106	CSA Notice of Amendments to NI 45-106 and Changes to 45-106 CP Relating to Reports of Exempt Distribution	CSA Notice	19/07/2018
45-106	Amendment Instrument to NI 45-106	Amendments to Instrument	12/06/2018
45-106	National Instrument (Consolidated up to 12 June 2018)	National Instrument	12/06/2018
45-106	Ministerial Consent	Ministerial Consent	29/05/2018
45-106	CSA Notice of Amendments Relating to Designated Rating Organizations	CSA Notice	29/03/2018
45-106	CSA Notice and Request for Comment Proposed Amendments to NI 45-106 and NI 31-103 relating to Syndicated Mortgages	CSA Notice	08/03/2018
45-106	Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101CP, 81-102CP	CSA Notice	06/07/2017
45-106	CSA Multilateral Notice and Request for Comment Proposed Amendments to NI 45-106	CSA Notice	08/06/2017
45-106	National Instrument (Consolidated up to 1 April 2017)	National Instrument	01/04/2017
45-106	Amendment Instrument to NI 45-106 and 45-106CP	Amendments to Instrument	05/10/2016
45-106	National Instrument (Consolidated up to 5 October 2016)	National Instrument	05/10/2016
45-106	Companion Policy (Consolidated to 5 October 2016)	Companion Policy	05/10/2016
45-106	Ministerial Consent	Ministerial Consent	06/09/2016
45-106	Amendment Instrument to NI 45-106	Amendments to Instrument	30/06/2016
45-106	Changes to Companion Policy 45-106CP	Changes to Companion Policy	30/06/2016
45-106	National Instrument (Consolidated up to 30 June 2016)	National Instrument	30/06/2016
45-106	Companion Policy (Consolidated up to 30 June 2016)	Companion Policy	30/06/2016
45-106	Ministerial Consent	Ministerial Consent	29/06/2016
45-106	Amendment Instrument to NI 45-106	Amendments to Instrument	30/04/2016
45-106	Changes to 45-106CP	Changes to Companion Policy	30/04/2016
45-106	National Instrument (Consolidated up 30 April 2016)	National Instrument	30/04/2016
45-106	Companion Policy (Consolidated up to 30 April 2016)	Companion Policy	30/04/2016
45-106	CSA Notice of Amendments to NI 45-106 relating to Reports of Exempt Distribution	CSA Notice	07/04/2016
45-106	Ministerial Consent	Ministerial Consent	15/03/2016
45-106	Amendment Instrument to NI 45-106	Amendments to Instrument	08/12/2015
45-106	Changes to CP 45-106	Changes to Companion Policy	08/12/2015
45-106	National Instrument (Consolidated up to 8 December 2015)	National Instrument	08/12/2015
45-106	Companion Policy (Consolidated up to 8 December 2015)	Companion Policy	08/12/2015
45-106	Ministerial Consent	Ministerial Consent	30/11/2015
45-106	Amendments to NI 45-106	Amendments to Instrument	17/11/2015
45-106	Ministerial Consent	Ministerial Consent	03/11/2015
45-106	Multilateral CSA Notice of Amendments to NI 45-106 Prospectus Exemptions Relating to the Offering Memorandum Exemption	CSA Notice	29/10/2015
45-106	CSA Notice of Amendments Relating to Rights Offerings to NI45-106, NI41-101, NI44-101, NI45-102 and Repeal of NI45-101	CSA Notice	24/09/2015
45-106	CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.	CSA Notice	03/09/2015
45-106	CSA Notice and Request for Comment Proposed Amendments to NI 45-106 Prospectus Exemptions relating to Reports of Exempt Distribution	CSA Notice	13/08/2015
45-106	Amendment Instrument to NI 45-106	Amendments to Instrument	05/05/2015
45-106	Changes to 45-106CP	Changes to Companion Policy	05/05/2015
45-106	Amendment Instrument to NI 45-106	Amendments to Instrument	05/05/2015
45-106	National Instrument (Consolidated up to 5 May 2015)	National Instrument	05/05/2015
45-106	Companion Policy (Consolidated up to 5 May 2015)	Companion Policy	05/05/2015
45-106	Ministerial Consent	Ministerial Consent	28/04/2015
45-106	Ministerial Consent	Ministerial Consent	28/04/2015
45-106	CSA Notice of Amendments to NI 45-106 Relating to the Short-term Debt Prospectus Exemption and Short-term Securitized Products	CSA Notice	19/02/2015
45-106	CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions	CSA Notice	19/02/2015
45-106	Multilateral CSA Notice Exemptions from Certain Financial-Statement Requirements of the Offering Memorandum Exemption	CSA Notice	17/12/2014
45-106	CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc.	CSA Notice	11/12/2014
45-106	CSA Notice and Request for Comment - Proposed Amendments to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Proposed Repeal of NI 45-101	CSA Notice	27/11/2014
45-106	Amendments to NI 45-106	Amendments to Instrument	22/09/2014
45-106	National Instrument (Consolidated up to 22 September 2014)	National Instrument	22/09/2014
45-106	Ministerial Consent	Ministerial Consent	12/08/2014
45-106	CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments	CSA Notice	19/06/2014
45-106	Ministerial Consent	Ministerial Consent	11/04/2014
45-106	Amendment Instrument to NI 45-106 (Amendments required to the French version only)	Amendments to Instrument	11/04/2014
45-106	National Instrument (Consolidated up to 31 May 2013 - Amendments required to the French version only)	National Instrument	11/04/2014
45-106	Multilateral CSA Notice of Publication and Request for Comment - Proposed Amendments to NI 45-106 Relating to the Offering Memorandum Exemption and Reports of Exempt Distribution	CSA Notice	20/03/2014
45-106	CSA Notice and Request for Comment - Proposed Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions	CSA Notice	27/02/2014
45-106	CSA Notice and Request for Comment - Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions Relating to the Short-term Debt Prospectus Exemption and Proposed Securitized Products Amendments	CSA Notice	23/01/2014
45-106	Amendment Instrument to NI 45-106	Amendments to Instrument	31/05/2013
45-106	National Instrument (Consolidated up to 31 May 2013)	National Instrument	31/05/2013
45-106	Ministerial Consent	Ministerial Consent	03/05/2013
45-106	CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations	CSA Notice	14/03/2013
45-106	CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon	CSA Notice	15/11/2012
45-106	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters	CSA Notice	13/09/2012
45-106	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers	CSA Notice	13/09/2012
45-106	CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101	CSA Notice	26/07/2012
45-106	CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments	CSA Notice	29/07/2011
45-106	Amendment Instrument to NI 45-106	Amendments to Instrument	30/06/2011
45-106	CSA Staff Notice 11-315 - Extension of Consultation Period	CSA Notice	15/06/2011
45-106	CSA Notice - Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and 43-101CP	CSA Notice	08/04/2011
45-106	Notice and Request for Comments for Proposed NI 41-103, Proposed NI 51-106, Proposed Amendments to NI 52-109, Proposed Amendments to NI 45-106, NI 45-102 and Proposed Consequential Amendments	CSA Notice	01/04/2011
45-106	Amendment Instrument to NI 45-106	Amendments to Instrument	01/01/2011
45-106	Amendment Instrument to 45-106CP	Amendments to Instrument	01/01/2011
45-106	Companion Policy (Consolidated up to 1 January 2011)	Companion Policy	01/01/2011
45-106	Ministerial Consent	Ministerial Consent	10/12/2010
45-106	CSA Notice of Amendments - NI 45-106 Prospectus and Registration Exemptions and 45-106 CP	CSA Notice	01/10/2010
45-106	CSA Notice and Request for Comments - Proposed Repeal and Replacement of NI 43-101 Standards of Disclosure for Mineral Projects, Form 43-101F1 Technical Report, and 43-101CP	CSA Notice	23/04/2010
45-106	AMF and NBSC Notice and Request for Comments - Draft Amendment Instruments Concordant to Draft NI 52-107 - Acceptable Accounting Principles and Auditing Standards and Conforming Amendments to Certain Companion Policies	CSA Notice	12/03/2010
45-106	Autorité des marchés financiers and New Brunswick Securities Commission Staff Notice on Proposed Changes to NI 45-106 Prospectus and Registration Exemptions and 45-106CP	CSA Notice	16/10/2009
45-106	Ministerial Consent	Ministerial Consent	28/09/2009
45-106	National Instrument	National Instrument	28/09/2009
45-106	Companion Policy	Companion Policy	28/09/2009
45-106	CSA Notice of Repeal and Replacement of NI 45-106 Prospectus And Registration Exemptions	CSA Notice	17/07/2009
45-106	CSA Notice and Request for Comment	CSA Notice	29/02/2008
45-106	Ministerial Consent	Ministerial Consent	17/12/2007
45-106	Amendment Instrument to Form 45-106F2 arising from NP 48	Amendments to Instrument	17/12/2007
45-106	Amendment Instrument to Form 45-106F3 arising from NP 48	Amendments to Instrument	17/12/2007
45-106	CSA Notice of Amendments	CSA Notice	12/10/2007
45-106	CSA Request for Comment regarding the rescission of NP 48 and consequential amendments to NI 51-102, NI 44-101, NI 45-101, NI 45-106, NP 51-201 and LR 41-501 arising from this rescission	CSA Notice	01/12/2006
45-106	CSA Request for Comment	CSA Notice	21/10/2005
45-106	New Brunswick Implementing Instrument 45-802	Implementing Instrument	01/09/2005
45-106	National Instrument	National Instrument	01/09/2005
45-106	Companion Policy	Companion Policy	01/09/2005
45-106	Ministerial Consent	Ministerial Consent	22/08/2005