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Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

45-506 - Blanket Order 45-506 - Start-Up Crowdfunding Registration and Prospectus Exemptions (as amended)

Category: 4 - Distribution Requirements

Status:

Related Documents:

No	Document	Type	Publication Date
45-110	Form 45-110F5 – Semi-Annual Financial Resources Certification	Guides & Forms	21/09/2021
45-110	Form 45-110F4 – Portal Individual Information	Guides & Forms	21/09/2021
45-110	Form 45-110F3 - Funding Portal Information	Guides & Forms	21/09/2021
45-110	Form 45-110F2 - Risk Acknowledgement	Guides & Forms	21/09/2021
45-110	Form 45-110F1 - Offering Document	Guides & Forms	21/09/2021
45-110	Start-up Crowdfunding Guide for Funding Portals	Guides & Forms	21/09/2021
45-110	Start-up Crowdfunding Guide for Business	Guides & Forms	21/09/2021
45-506	Start-up Crowdfunding Guide for Businesses (Amended)	Guides & Forms	20/08/2020
45-506	Start-up Crowdfunding Guide for Investors (Amended)	Guides & Forms	20/08/2020
45-506	Start-up Crowdfunding Guide for Funding Portals (Amended)	Guides & Forms	20/08/2020
45-506	Start-up Crowdfunding Guide for Preparing an Offering Document	Guides & Forms	20/08/2020
45-506	Form 1 - Start-up Crowdfunding – Offering Document (amended)	Guides & Forms	30/06/2016
45-506	Form 3 – Start-up Crowdfunding – Funding Portal Information Form (amended)	Guides & Forms	30/06/2016
45-506	Form 4 - Start-up Crowdfunding – Funding Portal Individual Information Form (amended)	Guides & Forms	30/06/2016
45-506	Form 5 - Start-up Crowdfunding – Report of Exempt Distribution (amended)	Guides & Forms	30/06/2016
45-317	Multilateral CSA Notice 45-317 Amendments to Start-up Crowdfunding Registration and Prospectus Exemptions	CSA Notice	25/01/2016
45-316	Multilateral CSA Notice 45-316 Start-Up Crowdfunding Registration and Prospectus Exemptions	CSA Notice	14/05/2015
45-506	Form 2 - Start-up Crowdfunding – Risk Acknowledgement	Guides & Forms	14/05/2015

History:

No	Document	Type	Publication Date
45-506	Blanket Order 45-506 - Start-Up Crowdfunding Registration and Prospectus Exemptions (as amended)	Blanket Order	08/05/2020
45-506	CSA Notice and Request for Comment Proposed NI 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions	CSA Notice	27/02/2020
45-506	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
45-506	Start-up Crowdfunding Guide for Businesses (amended)	Guides & Forms	30/06/2016
45-506	Start-up Crowdfunding Guide for Investors (amended)	Guides & Forms	30/06/2016
45-506	Start-up Crowdfunding Guide for Funding Portals (amended)	Guides & Forms	30/06/2016
45-506	Blanket Order 45-506 In the Matter of Start-Up Crowdfunding Registration and Prospectus Exemptions (as amended)	Blanket Order	30/06/2016
45-506	Blanket Order	Blanket Order	25/01/2016
45-506	Start-up Crowdfunding Guide for Funding Portals	Guides & Forms	14/05/2015
45-506	Start-up Crowdfunding Guide for Investors	Guides & Forms	14/05/2015
45-506	Start-up Crowdfunding Guide for Businesses	Guides & Forms	14/05/2015
45-506	Blanket Order	Blanket Order	14/05/2015
45-506	Form 1 - Start-up Crowdfunding – Offering Document	Guides & Forms	14/05/2015
45-506	Form 3 – Start-up Crowdfunding – Funding Portal Information Form	Guides & Forms	14/05/2015
45-506	Form 4 - Start-up Crowdfunding – Funding Portal Individual Information Form	Guides & Forms	14/05/2015
45-506	Form 5 - Start-up Crowdfunding – Report of Exempt Distribution	Guides & Forms	14/05/2015