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Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

46-201 - Escrow for Initial Public Offerings

Category: 4 - Distribution Requirements

Status:

Current Instruments:

No	Document	Type	Publication Date
46-201	National Policy (Consolidated up to 9 June 2023)	National Policy	12/07/2023

Related Documents:

No	Document	Type	Publication Date
13-103	CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments	CSA Notice	29/03/2023
51-102	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes	CSA Notice	20/05/2021

History:

No	Document	Type	Publication Date
46-201	CSA Notice and Request for Comment - Proposed Amendments to Relevant National Instruments for Venture Issuer Definition and Majority Voting	CSA Notice	01/08/2024
46-201	Changes to NP 46-201 (effective 9 June 2023, arising from NI 13-103)	Changes to National Policy	24/04/2023
46-201	Ministerial Consent	Ministerial Consent	04/04/2023
46-201	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
46-201	Amendment Instrument to NP 46-201	Amendments to Instrument	17/11/2015
46-201	National Policy (Consolidated up to 17 November 2015)	National Policy	17/11/2015
46-201	Ministerial Consent	Ministerial Consent	03/11/2015
46-201	CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.	CSA Notice	03/09/2015
46-201	CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc.	CSA Notice	11/12/2014
46-201	National Policy	National Policy	25/01/2010