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Regulated Industries

FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $34 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

46-201 - Escrow for Initial Public Offerings

Current Instruments

Category

4 - Distribution Requirements

No	Document	Type	Publication Date
46-201	National Policy (Consolidated up to 17 November 2015)	National Policy	17/11/2015

Related Documents

No	Document	Type	Publication Date
51-102	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes	CSA Notice	20/05/2021

History

No	Document	Type	Publication Date
46-201	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
46-201	Amendment Instrument to NP 46-201	Amendments to Instrument	17/11/2015
46-201	Ministerial Consent	Ministerial Consent	03/11/2015
46-201	CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.	CSA Notice	03/09/2015
46-201	CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc.	CSA Notice	11/12/2014
46-201	National Policy	National Policy	25/01/2010