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Regulated Industries

FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 40,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $34 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

51-201 - Disclosure Standards

Current Instruments

Category

5 - Ongoing Requirements for Issuers and Insiders

No	Document	Type	Publication Date
51-201	National Policy (Consolidated up to 9 June 2023)	National Policy	13/07/2023

Related Documents

No	Document	Type	Publication Date
51-102	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes	CSA Notice	20/05/2021
51-348	CSA Staff Notice 51-348 Staff’s Review of Social Media Used by Reporting Issuers	CSA Notice	09/03/2017

History

No	Document	Type	Publication Date
51-201	Amendments to NI 51-201 (effective 9 June 2023, arising from NI 13-103)	Amendments to Instrument	24/04/2023
51-201	Ministerial Consent	Ministerial Consent	04/04/2023
51-201	CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments	CSA Notice	29/03/2023
51-201	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
51-201	Changes to NP 51-201	Changes to National Policy	31/05/2013
51-201	National Policy (Consolidated up to 31 May 2013)	National Policy	31/05/2013
51-201	Ministerial Consent	Ministerial Consent	03/05/2013
51-201	CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations	CSA Notice	14/03/2013
51-201	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters	CSA Notice	13/09/2012
51-201	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers	CSA Notice	13/09/2012
51-201	CSA Notice and Request for Comment to Registration, Prospectus and Continuous Disclosure Rules - re: NI 25-101	CSA Notice	26/07/2012
51-201	CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments	CSA Notice	29/07/2011
51-201	Amendment Instrument arising from NP 48	Amendments to Instrument	31/12/2007
51-201	National Policy (Consolidated up to 31 December 2007)	National Policy	31/12/2007
51-201	CSA Notice of Amendments	CSA Notice	12/10/2007
51-201	CSA Request for Comment regarding the rescission of NP 48 and consequential amendments to NI 51-102, NI 44-101, NI 45-101, NI 45-106, NP 51-201 and LR 41-501 arising from this rescission	CSA Notice	01/12/2006
51-201	National Policy	National Policy	01/02/2006