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Regulated Industries

FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $34 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

51-601 - Local Policy 51-601- Reporting Issuers List

Current Instruments

Category

5 - Ongoing Requirements for Issuers and Insiders

No	Document	Type	Publication Date
51-601	Local Policy (Consolidated up to 15 December 2008)	Local Rule	15/12/2008

History

No	Document	Type	Publication Date
51-601	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
51-601	Amendment Instrument arising from NI 52-109	Amendments to Instrument	15/12/2008
51-601	Amendment Instrument	Amendments to Instrument	05/11/2007
51-601	Local Policy (Consolidated up to 22 October 2007)	Local Rule	05/11/2007
51-601	Local Policy	Local Rule	15/12/2006
51-322	CSA Notice 51-322 - Reporting Issuer Defaults	CSA Notice	15/12/2006
51-601	Local Policy (Repealed)	Local Rule	13/09/2004

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

51-601 - Local Policy 51-601- Reporting Issuers List

Current Instruments

History