FCNB Logo

Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

51-601 - Local Policy 51-601- Reporting Issuers List

Current Instruments

Category

5 - Ongoing Requirements for Issuers and Insiders

No	Document	Type	Publication Date
51-601	Local Policy (Consolidated up to 15 December 2008)	Local Rule	15/12/2008

History

No	Document	Type	Publication Date
51-601	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
51-601	Amendment Instrument arising from NI 52-109	Amendments to Instrument	15/12/2008
51-601	Amendment Instrument	Amendments to Instrument	05/11/2007
51-601	Local Policy (Consolidated up to 22 October 2007)	Local Rule	05/11/2007
51-601	Local Policy	Local Rule	15/12/2006
51-322	CSA Notice 51-322 - Reporting Issuer Defaults	CSA Notice	15/12/2006
51-601	Local Policy (Repealed)	Local Rule	13/09/2004

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

51-601 - Local Policy 51-601- Reporting Issuers List

Current Instruments

History