Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

52-111 - Proposed Multilateral Instrument 52-111 Reporting On Internal Control Over Financial Reporting

Category: 5 - Ongoing Requirements for Issuers and Insiders

Status:

History:

No	Document	Type	Publication Date
52-313	CSA Notice 52-313 - Status of Proposed MI 52-111 Reporting on Internal Control Over Financial Reporting and Proposed Amended and Restated MI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings	CSA Notice	10/03/2006
52-310	CSA Notice 52-310 Regarding Proposed Timing of Proposed MI 52-111 and 52-111CP Reporting on Internal Control Over Financial Reporting	CSA Notice	04/08/2005
52-111	CSA Request for Comment	CSA Notice	17/02/2005
52-109	Multilateral Instrument	Multilateral Instrument	17/02/2005
52-109	Companion Policy	Companion Policy	17/02/2005

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

52-111 - Proposed Multilateral Instrument 52-111 Reporting On Internal Control Over Financial Reporting

History: