Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

57-303 - CSA Staff notice 57-303-FAQs regarding Management Cease Trade Orders issued (Repealed)

This rule is not currently in effect in the Province of New Brunswick.

Category: 5 - Ongoing Requirements for Issuers and Insiders

Status:

History:

No	Document	Type	Publication Date
57-303	CSA Notice Regarding NP 12-203 Cease Trade Orders for Continuous Disclosure Defaults	CSA Notice	01/09/2008
57-303	CSA Staff Notice 57-303-FAQs regarding Management Cease Trade Orders issued	CSA Notice	29/04/2005

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

57-303 - CSA Staff notice 57-303-FAQs regarding Management Cease Trade Orders issued (Repealed)

History: