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Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

91-701 - NBSC Notice 91-701 FAQs Regarding LR 91-501 Derivatives

Current Instruments

Category

9 - Derivatives

No	Document	Type	Publication Date
91-701	NBSC Notice 91-701 - FAQs Regarding NBSC LR 91-501 Derivatives	Local Notice	18/03/2010

History

No	Document	Type	Publication Date
91-701	NBSC Notice 91-701 - FAQs Regarding NBSC LR 91-501 Derivatives	Local Notice	07/01/2010
91-701	NBSC Notice 91-701 - FAQs Regarding NBSC LR 91-501 Derivatives	Local Notice	15/09/2009

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

91-701 - NBSC Notice 91-701 FAQs Regarding LR 91-501 Derivatives

Current Instruments

History