Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

96-301 - Multilateral CSA Staff Notice 96-301 Matters related to the coming into force of MI 91-101 and MI 96-101

Category: 9 - Derivatives

Status:

Current Instruments:

No	Document	Type	Publication Date
96-301	Multilateral CSA Staff Notice 96-301 Matters related to the coming into force of MI 91-101 and MI 96-101	CSA Notice	17/06/2016

Related Documents:

No	Document	Type	Publication Date
96-501	Blanket Order 96-501 Exemption From Certain Derivatives Reporting Requirements	Blanket Order	15/12/2017
96-101	Trade Repositories and Derivatives Data Reporting	Multilateral Instrument	30/09/2016
91-101	Derivatives Product Determination	Multilateral Instrument	30/09/2016

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

96-301 - Multilateral CSA Staff Notice 96-301 Matters related to the coming into force of MI 91-101 and MI 96-101

Current Instruments: