Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

Regulatory Updates

Canadian Securities Regulators Outline Next Steps in Examination of Mutual Fund Fees

The Canadian Securities Administrators (CSA) today published CSA Staff Notice 81-327 Next Steps in the CSA’s Examination of Mutual Fund Fees, in fulfilment of its commitment to communicating a policy direction on mutual fund fees by mid-2016.

CSA Staff Notice 81-327 can be found on CSA members’ websites.

The CSA, the council of the securities regulators of Canada’s provinces and territories, co-ordinates and harmonizes regulation for the Canadian capital markets.

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Fraud and Scams

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Regulated Industries

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Industry Resources

Canadian Securities Regulators Outline Next Steps in Examination of Mutual Fund Fees