The Financial and Consumer Services Commission of New Brunswick (the Commission) is warning New Brunswick investors that the following companies are not registered to deal or advise in securities in New Brunswick.
Investors should avoid dealing or engaging with firms that are not registered as there is no assurance of any investor protections.
Note: There may be other businesses with the same or a similar name to “Aurora Stocks.” This alert does not apply to any such business.
For example, this warning does not apply to the cannabis stock named Aurora Cannabis Inc.
Note: There may be other businesses with the same or a similar name to “CapricornXPro.” This alert does not apply to any such business.
Name: Aurora Stocks | aurorastocks.com
Date: September 16, 2025
Address/Location: United Kingdom
Other Names Used: advisor-aurorastocks.com
URL(s): www.aurorastocks.com
Additional Info: The FCA has issued a warning indicating that Aurora Stocks / aurorastocks.com has been contacting people pretending to be Aurora Financial IFA Limited (https://www.aurorafp.co.uk), a firm the FCA indicates is legitimately authorized by them.
FCA Investor Warning: https://www.fca.org.uk/
Learn about how registration protects investors and use the National Registration Search tool to check if an individual or firm is registered with the Commission.
For more information on avoiding fraud when investing in crypto asset trading platforms, check out our guide Is that crypto trading platform legit?
CSA or other Investor Alerts:
BaFin (Germany): https://www.bafin.de/
Name: CapricornXPro | capricornxpro.net
Date: September 16, 2025
Address/Location: United Kingdom
Other Names Used: CapricornX.net, Trade.CapricornXPro.net
URL(s): www.capricornxpro.net
Additional Info: Complainants report receiving an email from a company called Quantum prior to being directed to invest on the CapricornXPro crypto trading platform.
Learn about how registration protects investors and use the National Registration Search tool to check if an individual or firm is registered with the Commission.
For more information on avoiding fraud when investing in crypto asset trading platforms, check out our guide Is that crypto trading platform legit?
CSA or other Investor Alerts:
MSC (Manitoba) - 2 Jun 2025 - https://recognizeinvestmentfraud.com/alerts-cautions/investor-alert-capricornx
AMF (Quebec) - 22 Aug 2025 - https://lautorite.qc.ca/en/general-public/media-centre/investor-warnings/investor-warnings-sheet/capricornx