Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

Regulatory Updates

The Canadian Securities Administrators are reducing the frequency of the requirement to deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency

Please be advised that the following documents have been uploaded to the Securities Division Regulatory Instruments section on our website:

CSA Staff Notice 94-304 Frequency of the requirement to deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency

Blanket Order 94-502 Exempting Regulated Clearing Agencies from the Frequency of the Requirement to Deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

Regulated Industries

Industry Resources

The Canadian Securities Administrators are reducing the frequency of the requirement to deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency