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Regulated Industries

FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $34 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

The Canadian Securities Administrators are reducing the frequency of the requirement to deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency

Please be advised that the following documents have been uploaded to the Securities Division Regulatory Instruments section on our website:

CSA Staff Notice 94-304 Frequency of the requirement to deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency

Blanket Order 94-502 Exempting Regulated Clearing Agencies from the Frequency of the Requirement to Deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Regulated Industries

For Individuals

For Organizations

Industry Resources

The Canadian Securities Administrators are reducing the frequency of the requirement to deliver Form 94-102F3 Customer Collateral Report: Regulated Clearing Agency