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Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

11-202 - Process for Prospectus Reviews in Multiple Jurisdictions

Category: 1 - Procedure and Related Matters

Status:

Current Instruments:

No	Document	Type	Publication Date
11-202	National Policy (Consolidated up to 9 June 2023)	National Policy	16/06/2023

Related Documents:

No	Document	Type	Publication Date
44-102	CSA Notice and Request for Comment - Proposed Amendments to National Instrument 44-102 Shelf Distributions relating to Well-known Seasoned Issuers	CSA Notice	21/09/2023
13-103	CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments	CSA Notice	29/03/2023
43-310	CSA Staff Notice - 43-310 Confidential Pre-File Review of Prospectuses for non-investment fund issuers	CSA Notice	05/03/2020
11-337	CSA Staff Notice 11-337 Notice of Local Amendments and Changes in Alberta, Manitoba and New Brunswick	CSA Notice	07/12/2017

History:

No	Document	Type	Publication Date
11-202	Amendments to NP 11-202 (effective 9 June 2023, arising from NI 13-103)	Changes to National Policy	24/04/2023
11-202	Ministerial Consent	Ministerial Consent	04/04/2023
11-202	National Policy (Consolidated up to 6 January 2022)	National Policy	06/01/2022
11-202	Amendments to NP 11-202	Changes to National Policy	06/01/2022
11-202	Ministerial Consent	Ministerial Consent	19/10/2021
11-202	CSA Notice of Amendments – Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1	CSA Notice	07/10/2021
11-202	CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1	CSA Notice	12/09/2019
11-202	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
11-202	Amendment Instrument to NP 11-202 (Amendments required in the French version only)	Amendments to Instrument	18/07/2011
11-202	National Policy 11-202 (consolidated up to 18 July 2011 (French version only)	National Policy	18/07/2011
11-202	Amendment Instrument to NP 11-202	Amendments to Instrument	28/09/2009
11-202	National Policy	National Instrument	28/09/2009
11-202	CSA Notice of NP 11-204 Process for Registration in Multiple Jurisdictions	CSA Notice	17/07/2009
11-202	CSA Notice and Request for Comment	CSA Notice	18/07/2008
11-202	National Policy	National Instrument	17/03/2008
11-202	Comments Received	CSA Notice	26/11/2007
11-202	CSA Request for Comment	CSA Notice	31/08/2007
11-202	Proposed National Policy	National Policy	31/08/2007