Self-Serve Portal

Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

11-206 - Process for Cease to be a Reporting Issuer Applications

Category: 1 - Procedure and Related Matters

Status:

Current Instruments:

No	Document	Type	Publication Date
11-206	National Policy (Consolidated up to 9 June 2023)	National Policy	20/06/2023

Related Documents:

No	Document	Type	Publication Date
13-103	CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments	CSA Notice	29/03/2023
51-102	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes	CSA Notice	20/05/2021

History:

No	Document	Type	Publication Date
11-206	Changes to NP 11-206 (effective 9 June 2023, arising from NI 13-103)	Changes to National Policy	24/04/2023
11-206	Ministerial Consent	Ministerial Consent	04/04/2023
11-206	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
11-206	Changes to NP 11-206	Changes to National Policy	12/06/2018
11-206	National Policy (Consolidated up to 12 June 2018)	National Policy	12/06/2018
11-206	Ministerial Consent	Ministerial Consent	29/05/2018
11-206	CSA Notice of Amendments to NI 45-102, NI 31-103, Changes to NP 11-206 and 45-102 CP	CSA Notice	29/03/2018
11-206	CSA Notice and Request for Comment Proposed Amendments to 45-102, its related Companion Policy as well as Consequential Amendments to NI 31-103 and NP 11-206	CSA Notice	29/06/2017
11-206	National Policy	National Policy	23/06/2016
11-206	Blanket Order 11-506 - The Passport System and Issuers Seeking to cease to be Reporting Issuers (Expired)	Blanket Order	23/06/2016
11-206	Ministerial Consent	Ministerial Consent	12/05/2016
11-206	CSA Notice of Publication MI 11-102 Passport System MI 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions	CSA Notice	03/03/2016
11-206	CSA Notice and Request for Comment Proposed Amendments to MI 11-102 Passport System	CSA Notice	16/04/2015