14-101 - Definitions | New Brunswick Financial and Consumer Services Commission

Category: 1 - Procedure and Related Matters

Status:

Current Instruments:

No	Document	Type	Publication Date
14-101	National Instrument (Consolidated up to 13 September 2023)	National Instrument	13/09/2023

Related Documents:

No	Document	Type	Publication Date
96-932	Coordinated Blanket Order 96-932 Re Temporary Exemptions from Certain Derivatives Data Reporting Requirements	Blanket Order	31/10/2024
96-932	CSA Notice regarding Coordinated Blanket Order 96-932 Re Temporary Exemptions from Certain Derivatives Data Reporting Requirements	CSA Notice	31/10/2024
93-930	CSA Notice - Coordinated Blanket Order 93-930-Temporary exemptions for derivatives firms from certain transacting and reporting obligations	CSA Notice	25/07/2024
93-930	Coordinated Blanket Order 93-930-Temporary exemptions for derivatives firms from certain transacting and reporting obligations	Blanket Order	25/07/2024
31-930	Coordinated Blanket Order 31-930 Exemption to allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities under a Prospectus	Blanket Order	27/06/2024
96-931	Coordinated Blanket Order 96-931 - Exemption from derivatives reporting requirements in MI 96-101 Trade Repositories and Derivatives Data Reporting	Blanket Order	09/05/2024
11-337	CSA Staff Notice 11-337 Notice of Local Amendments and Changes in Alberta, Manitoba and New Brunswick	CSA Notice	07/12/2017
11-335	CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions	CSA Notice	13/04/2017
45-507	Blanket Order 45-507 - Exemptions from Certain Financial Statement Requirements of Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers	Blanket Order	20/12/2016
11-314	CSA Staff Notice 11-314 - Update of CSA Instruments	CSA Notice	06/05/2011

History:

No	Document	Type	Publication Date
14-101	Amendments to NI 14-101	Amendments to Instrument	13/09/2023
14-101	Ministerial Consent	Ministerial Consent	24/08/2023
14-101	CSA Notice of Amendments to National Instrument 14-101 Definitions and Consequential Amendments	CSA Notice	15/06/2023
14-101	CSA Notice and Request for Comment – Proposed Amendments to NI 14-101 Definitions and Consequential Amendments	CSA Notice	22/04/2021
14-101	CSA Notice and Request for Comment Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1	CSA Notice	12/09/2019
14-101	Amendment Instrument to NI 14-101	Amendments to Instrument	01/02/2017
14-101	National Instrument (Consolidated up to 1 February 2017)	National Instrument	01/02/2017
14-101	Ministerial Consent	Ministerial Consent	06/12/2016
14-101	CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments and Changes to 31-103 CP Related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan	CSA Notice	06/10/2016
14-101	CSA Multilateral Notice and Request for Comment - Proposed Amendments to Certain National, Multilateral and Local Instruments and Proposed Changes to 31-103 CP Related to Derivatives Regulation in Alberta, New Brunswick and Saskatchewan	CSA Notice	19/05/2016
14-101	Amendment Instrument	Amendments to Instrument	22/03/2013
14-101	National Instrument (Consolidated up to 22 March 2013)	National Instrument	22/03/2013
14-101	Ministerial Consent	Ministerial Consent	22/02/2013
14-101	National Instrument (Consolidated up to 6 May 2011)	National Instrument	06/05/2011
14-101	Amendment Instrument to NI 14-101	Amendments to Instrument	01/01/2011
14-101	Ministerial Consent	Ministerial Consent	10/12/2010
14-101	CSA Notice of NI 52-107 Acceptable Accounting Principles and Auditing Standards and 52-107 CP, Amendments to NI 14-101 Definitions and Other Related Amendments	CSA Notice	01/10/2010
14-101	National Instrument (Consolidated up to 30 April 2010)	National Instrument	30/04/2010
14-101	Ministerial Consent	Ministerial Consent	22/03/2010
14-101	Amendment Instrument to NI 14-101	Amendments to Instrument	22/03/2010
14-101	CSA Notice of NI 55-104 Insider Reporting Requirements and Exemptions and Related 55-104CP and Repeal of Related Predecessor Instruments	CSA Notice	22/01/2010
14-101	Ministerial Consent	Ministerial Consent	28/09/2009
14-101	Amendment Instrument to 14-101	Amendments to Instrument	28/09/2009
14-101	CSA Staff Notice and Request for Comments - Proposed NI 52-107 Acceptable Accounting Principles and Auditing Standards and 52-107 CP Acceptable Accounting Principles and Auditing Standards	CSA Notice	25/09/2009
14-101	CSA Notice and Request for Comment	CSA Notice	18/12/2008
14-101	Ministerial Consent	Ministerial Consent	17/03/2008
14-101	Amendment Instrument to NI 14-101 arising from MI 11-102	Amendments to Instrument	17/03/2008
14-101	Ministerial Consent	Ministerial Consent	17/03/2008
14-101	Amendment Instrument to NI 14-101 arising from NI 41-101	Amendments to Instrument	17/03/2008
14-101	CSA Notice and Request for Comment	CSA Notice	29/02/2008
14-101	Summary of Comments	CSA Notice	29/02/2008
14-101	CSA Notice and Request for Comment re: proposed NI 41-101, proposed repeal of the current version of NI 41-101 and proposed consequential amendments to NI: 14-101, 44-101, 44-102, 44-103, 45-101, 51-102, 81-101, 81-104 & 43-201 (Repealed)	CSA Notice	21/12/2006
14-101	Ministerial Consent	Ministerial Consent	15/09/2006
14-101	New Brunswick Implementing Instrument 14-801	Implementing Instrument	15/09/2006
14-101	National Instrument	National Instrument	15/09/2006
14-101	NBSC Notice and Request for Comment	Local Notice	16/03/2006