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21-101 - Marketplace Operation

Current Instruments:

No Document Type Publication Date
21-101 National Instrument (Consolidated up to 14 September 2020) National Instrument
21-101 Companion Policy (Consolidated up to 14 September 2020) Companion Policy

History:

No Document Type Publication Date
21-101 CSA Notice of Approval Amendments to NI 21-101 Mandatory Post-Trade Transparency of Trads in Government Debt Securities (originally published by the CSA on 4 June 2020) CSA Notice
21-101 Amendment Instrument to NI 21-101 Amendments to Instrument
21-101 Changes to 21-201CP Changes to Companion Policy
21-101 Companion Policy (Consolidated up to 31 August 2020) Companion Policy
21-101 National Instrument (Consolidated up to 31 August 2020) National Instrument
21-101 Changes to 21-101CP Changes to Companion Policy
21-101 Amendment Instrument to NI 21-101 Amendments to Instrument
21-101 Ministerial Consent Ministerial Consent
21-101 Ministerial Consent Ministerial Consent
21-101 CSA Notice of Approval Amendments to NI 21-101 and Changes to Companion Policy to NI 21-101 CSA Notice
21-101 FCNB Notice and Request for Comment Proposed Amendments to NI 21-101 and Changes to Related Companion Policy Local Notice
21-101 CSA Notice and Request for Comment Proposed Amendments to NI 21-101 and Proposed Changes to 21-101CP CSA Notice
21-101 Changes to 21-101CP Changes to Companion Policy
21-101 Companion Policy (Consolidated up to 12 June 2018) Companion Policy
21-101 Ministerial Consent Ministerial Consent
21-101 CSA Staff Notice and Request for Comment 21-323 Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities CSA Notice
21-101 CSA Notice of Amendments Relating to Designated Rating Organizations CSA Notice
21-101 Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101 CP, 81-102 CP CSA Notice
21-101 Amendment Instrument to NI 21-101 Amendments to Instrument
21-101 National Instrument (Consolidated up to 1 February 2017) National Instrument
21-101 Ministerial Consent Ministerial Consent
21-101 CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments and Changes to 31-103CP Related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan CSA Notice
21-101 CSA Multilateral Notice and Request for Comment - Proposed Amendments to Certain National, Multilateral and Local Instruments and Proposed Changes to 31-103 CP Related to Derivatives Regulation in Alberta, New Brunswick and Saskatchewan CSA Notice
21-101 Amendment Instrument to NI 21-101 Amendments to Instrument
21-101 Changes to 21-101CP Changes to Companion Policy
21-101 National Instrument (Consolidated up to 1 October 2015) National Instrument
21-101 Companion Policy (Consolidated up to 1 October 2015) Companion Policy
21-101 Ministerial Consent Ministerial Consent
21-101 CSA Notice of Approval Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice
21-101 Amendments to NI 21-101 Amendments to Instrument
21-101 Changes to Companion Policy 21-101CP Changes to Companion Policy
21-101 National Instrument (Consolidated up to 31 December 2014) National Instrument
21-101 Companion Policy (Consolidated up to 31 December 2014) Companion Policy
21-101 Ministerial Consent Ministerial Consent
21-101 CSA Notice of Approval Amendments to NI 21-101 Marketplace Operation CSA Notice
21-101 CSA Notice and Request for Comment Proposed Amendments to NI 21-101 and NI 23-101 CSA Notice
21-101 Ministerial Consent Ministerial Consent
21-101 Amendment Instrument to NI 21-101 (Amendments Required to the French Version Only) Amendments to Instrument
21-101 National Instrument (Consolidated up to 1 July 2012 - Amendments required to the French Version Only) National Instrument
21-101 Changes to 21-101CP Changes to Companion Policy
21-101 Companion Policy (Consolidated up to 31 May 2013) Companion Policy
21-101 Ministerial Consent Ministerial Consent
21-101 CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations CSA Notice
21-101 CSA Notice and Request for Comment to Registitration, Prospectus and Continuous Disclosure Rules - re: NI 25-101 CSA Notice
21-101 Amendment Instrument to 21-101CP Amendments to Instrument
21-101 Amendment Instrument to NI 21-101 Amendments to Instrument
21-101 National Instrument (Consolidated up to 1 July 2012) National Instrument
21-101 Ministerial Consent Ministerial Consent
21-101 CSA Notice of Amendments to NI 21-101 Marketplace Operation, 21-101 CP, NI 23-101 Trading Rules and 23-101 CP CSA Notice
21-101 CSA Notice and Request for Comment - Proposed Consequential Amendments to MI 11-102 Passport System CSA Notice
21-101 CSA Notice and Request for Comment - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice
21-101 CSA Notice and Request for Comment - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice
21-101 Amendment Instrument to NI 21-101 Amendments to Instrument
21-101 Amendment Instrument to 21-101 CP (Amendments required in the French version only) Amendments to Instrument
21-101 Companion Policy (Consolidated up to 1 January 2011 - French version only) Companion Policy
21-101 National Instrument (Consolidated up to 1 January 2011) National Instrument
21-101 Ministerial Consent Ministerial Consent
21-101 CSA Notice of NI 52-107 Acceptable Accounting Principles and Auditing Standards and 52-107 CP, Amendments to NI 14-101 Definitions and Other Related Amendments CSA Notice
21-101 Ministerial Consent Ministerial Consent
21-101 Amendment Instrument to NI 21-101 Amendments to Instrument
21-101 Amendment Instrument to 21-101CP Amendments to Instrument
21-101 National Instrument (Consolidated up to 28 January 2010) National Instrument
21-101 Companion Policy (Consolidated up to 28 January 2010) Companion Policy
21-101 CSA Notice of Technical Corrections to Amendments to NI 23-101 Trading Rules CSA Notice
21-101 CSA Notice of Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice
21-101 National Instrument National Instrument
21-101 Companion Policy Companion Policy
21-101 NBSC Notice and Request for Comment Local Notice
21-101 CSA Notice and Request for Comment CSA Notice
21-101 Ministerial Consent Ministerial Consent
21-101 Amendment Instrument to NI 21-101 Amendments to Instrument
21-101 Amendment Instrument to 21-101 CP Amendments to Instrument
21-101 Extension of Comment Period for Notice of Filings of Forms 21-101 F5 Initial Operation Report for Information Processor CSA Notice
21-101 CSA Request for Comment CSA Notice
21-101 Amendment Instrument for NI 21-101 Amendments to Instrument
21-101 Amendment Instrument for 21-101 CP Amendments to Instrument
21-101 Notice of Filings of Forms 21-101 F5 Initial Operation Report for Information Processor CSA Notice
21-101 Ministerial Consent Ministerial Consent
21-101 Amendment Instrument for NI 21-101 Amendments to Instrument
21-101 Amendment Instrument for 21-101F2 Amendments to Instrument
21-101 Amendment Instrument for 21-101F5 Amendments to Instrument
21-101 Amendment Instrument for 21-101CP Amendments to Instrument
21-101 National Instrument (consolidated up to 28 February 2007) (Repealed) National Instrument
21-101 Companion Policy (consolidated up to 28 February 2007) (Repealed) Companion Policy
21-101 CSA Request for Comment CSA Notice
21-101 National Instrument National Instrument
21-101 Companion Policy Companion Policy
21-101 Amendment Instrument for NI 21-101 Amendments to Instrument
21-101 Amendment Instrument for 21-101CP Amendments to Instrument