21-101 - Marketplace Operation | New Brunswick Financial and Consumer Services Commission

Category: 2 - Certain Capital Market Participants

Status:

Current Instruments:

No	Document	Type	Publication Date
21-101	Companion Policy (Consolidated up to 14 September 2020)	Companion Policy	14/09/2020
21-101	National Instrument (Consolidated up to 14 September 2020)	National Instrument	14/09/2020

Related Documents:

No	Document	Type	Publication Date
21-335	CSA Staff Notice 21-335 - Information Processor for Exchange-Traded Securities other than Options	CSA Notice	25/06/2026
21-334	CSA Staff Notice 21-334 - Next Steps to Facilitate Access to Real-Time Market Data	CSA Notice	18/04/2024
21-331	CSA Staff Notice 21-331 – Information Processor for Exchange-Traded Securities other than Options	CSA Notice	23/06/2022
21-326	CSA Staff Notice 21-326 Guidance for Reporting Material Systems Incidents	CSA Notice	10/06/2021
21-329	Joint Canadian Securities Administration/Investment Industry Regulatory Organization of Canada Staff Notice 21-329 Guidance for Crypto-Asset Trading Platforms	CSA Notice	29/03/2021
23-327	23-327 - Joint CSA/IIROC Staff Notice 23-327 Update on Internalization within the Canadian Equity Market		20/08/2020
21-507	Blanket Order 21-507 - Temporary Exemption from Certain Reporting Requirements for Regulated Entities Carrying on Business in New Brunswick	Blanket Order	23/03/2020
21-328	CSA Staff Notice 21-328 Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities	CSA Notice	05/03/2020
21-324	CSA Staff Notice 21-324 Information Processor for Exchange-Traded Securities other than Options	CSA Notice	28/06/2018
21-320	CSA Staff Notice 21-320 Update: NI 21-101 Marketplace Operation and Related Companion Policy -Dealing with Government Debt Transparency	CSA Notice	14/12/2017
23-318	CSA Staff Notice 23-318 - Withdrawal of Proposed Amendments Regarding Best Execution Disclosure Under NI 23-101 Trading Rules	CSA Notice	06/07/2017
11-335	CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions	CSA Notice	13/04/2017
21-318	CSA Staff Notice 21-318 Information Processor for Corporate Debt Securities	CSA Notice	23/06/2016
11-328	CSA Staff Notice 11-328 Notice of Local Amendments in Alberta and the Adoption of Multilateral Amendments in Yukon	CSA Notice	12/03/2015
23-311	Joint CSA/IIROC Staff Notice 23-311 - Regulatory Approach to Dark Liquidity in the Canadian Market	CSA Notice	29/07/2011
21-802	New Brunswick Implementing Instrument 21-802	Implementing Instrument	28/09/2009
21-310	CSA Staff Notice 21-310 - Information Processor for Corporate Debt Securities	CSA Notice	26/06/2009
23-309	CSA Staff Notice 21-309	CSA Notice	05/06/2009
21-307	CSA Staff Notice 21-307 - Extension of Approval of Information Processor for Corporate Fixed Income Securities	CSA Notice	09/11/2007
21-801	New Brunswick Implementing Instrument 21-801	Implementing Instrument	28/02/2007
21-801	New Brunswick Implementing Instrument 21-801	Implementing Instrument	25/09/2006

History:

No	Document	Type	Publication Date
21-101	CSA Notice of Approval Amendments to NI 21-101 Mandatory Post-Trade Transparency of Trads in Government Debt Securities (originally published by the CSA on 4 June 2020)	CSA Notice	24/09/2020
21-101	Amendment Instrument to NI 21-101	Amendments to Instrument	14/09/2020
21-101	Changes to 21-201CP	Changes to Companion Policy	14/09/2020
21-101	Companion Policy (Consolidated up to 31 August 2020)	Companion Policy	31/08/2020
21-101	National Instrument (Consolidated up to 31 August 2020)	National Instrument	31/08/2020
21-101	Changes to 21-101CP	Changes to Companion Policy	31/08/2020
21-101	Amendment Instrument to NI 21-101	Amendments to Instrument	31/08/2020
21-101	Ministerial Consent	Ministerial Consent	12/08/2020
21-101	Ministerial Consent	Ministerial Consent	12/08/2020
21-101	CSA Notice of Approval Amendments to NI 21-101 and Changes to Companion Policy to NI 21-101	CSA Notice	18/06/2020
21-101	FCNB Notice and Request for Comment Proposed Amendments to NI 21-101 and Changes to Related Companion Policy	Local Notice	04/06/2020
21-101	CSA Notice and Request for Comment Proposed Amendments to NI 21-101 and Proposed Changes to 21-101CP	CSA Notice	18/04/2019
21-101	Changes to 21-101CP	Changes to Companion Policy	12/06/2018
21-101	Companion Policy (Consolidated up to 12 June 2018)	Companion Policy	12/06/2018
21-101	Ministerial Consent	Ministerial Consent	29/05/2018
21-101	CSA Staff Notice and Request for Comment 21-323 Proposal for Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities	CSA Notice	24/05/2018
21-101	CSA Notice of Amendments Relating to Designated Rating Organizations	CSA Notice	29/03/2018
21-101	Various Proposed Amendments to: NI 25-101, NI 31-103, NI 33-109, NI 41-101, NI 44-101, NI 44-102, NI 45-106, NI 51-102, NI 81-102, NI 81-106, 21-101 CP, 81-102 CP	CSA Notice	06/07/2017
21-101	Amendment Instrument to NI 21-101	Amendments to Instrument	01/02/2017
21-101	National Instrument (Consolidated up to 1 February 2017)	National Instrument	01/02/2017
21-101	Ministerial Consent	Ministerial Consent	06/12/2016
21-101	CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments and Changes to 31-103CP Related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan	CSA Notice	06/10/2016
21-101	CSA Multilateral Notice and Request for Comment - Proposed Amendments to Certain National, Multilateral and Local Instruments and Proposed Changes to 31-103 CP Related to Derivatives Regulation in Alberta, New Brunswick and Saskatchewan	CSA Notice	19/05/2016
21-101	Amendment Instrument to NI 21-101	Amendments to Instrument	01/10/2015
21-101	Changes to 21-101CP	Changes to Companion Policy	01/10/2015
21-101	National Instrument (Consolidated up to 1 October 2015)	National Instrument	01/10/2015
21-101	Companion Policy (Consolidated up to 1 October 2015)	Companion Policy	01/10/2015
21-101	Ministerial Consent	Ministerial Consent	14/09/2015
21-101	CSA Notice of Approval Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules	CSA Notice	25/06/2015
21-101	Amendments to NI 21-101	Amendments to Instrument	31/12/2014
21-101	Changes to Companion Policy 21-101CP	Changes to Companion Policy	31/12/2014
21-101	National Instrument (Consolidated up to 31 December 2014)	National Instrument	31/12/2014
21-101	Companion Policy (Consolidated up to 31 December 2014)	Companion Policy	31/12/2014
21-101	Ministerial Consent	Ministerial Consent	20/11/2014
21-101	CSA Notice of Approval Amendments to NI 21-101 Marketplace Operation	CSA Notice	23/10/2014
21-101	CSA Notice and Request for Comment Proposed Amendments to NI 21-101 and NI 23-101	CSA Notice	24/04/2014
21-101	Ministerial Consent	Ministerial Consent	14/01/2014
21-101	Amendment Instrument to NI 21-101 (Amendments Required to the French Version Only)	Amendments to Instrument	14/01/2014
21-101	National Instrument (Consolidated up to 1 July 2012 - Amendments required to the French Version Only)	National Instrument	14/01/2014
21-101	Changes to 21-101CP	Changes to Companion Policy	31/05/2013
21-101	Companion Policy (Consolidated up to 31 May 2013)	Companion Policy	31/05/2013
21-101	Ministerial Consent	Ministerial Consent	03/05/2013
21-101	CSA Notice - Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations	CSA Notice	14/03/2013
21-101	CSA Notice and Request for Comment to Registitration, Prospectus and Continuous Disclosure Rules - re: NI 25-101	CSA Notice	26/07/2012
21-101	Amendment Instrument to 21-101CP	Amendments to Instrument	01/07/2012
21-101	Amendment Instrument to NI 21-101	Amendments to Instrument	01/07/2012
21-101	National Instrument (Consolidated up to 1 July 2012)	National Instrument	01/07/2012
21-101	Ministerial Consent	Ministerial Consent	16/05/2012
21-101	CSA Notice of Amendments to NI 21-101 Marketplace Operation, 21-101 CP, NI 23-101 Trading Rules and 23-101 CP	CSA Notice	23/03/2012
21-101	CSA Notice and Request for Comment - Proposed Consequential Amendments to MI 11-102 Passport System	CSA Notice	19/08/2011
21-101	CSA Notice and Request for Comment - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules	CSA Notice	18/03/2011
21-101	CSA Notice and Request for Comment - Proposed Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules	CSA Notice	18/03/2011
21-101	Amendment Instrument to NI 21-101	Amendments to Instrument	01/01/2011
21-101	Amendment Instrument to 21-101 CP (Amendments required in the French version only)	Amendments to Instrument	01/01/2011
21-101	Companion Policy (Consolidated up to 1 January 2011 - French version only)	Companion Policy	01/01/2011
21-101	National Instrument (Consolidated up to 1 January 2011)	National Instrument	01/01/2011
21-101	Ministerial Consent	Ministerial Consent	10/12/2010
21-101	CSA Notice of NI 52-107 Acceptable Accounting Principles and Auditing Standards and 52-107 CP, Amendments to NI 14-101 Definitions and Other Related Amendments	CSA Notice	01/10/2010
21-101	Ministerial Consent	Ministerial Consent	28/01/2010
21-101	Amendment Instrument to NI 21-101	Amendments to Instrument	28/01/2010
21-101	Amendment Instrument to 21-101CP	Amendments to Instrument	28/01/2010
21-101	National Instrument (Consolidated up to 28 January 2010)	National Instrument	28/01/2010
21-101	Companion Policy (Consolidated up to 28 January 2010)	Companion Policy	28/01/2010
21-101	CSA Notice of Technical Corrections to Amendments to NI 23-101 Trading Rules	CSA Notice	18/12/2009
21-101	CSA Notice of Amendments to NI 21-101 Marketplace Operation and NI 23-101 Trading Rules	CSA Notice	13/11/2009
21-101	National Instrument	National Instrument	28/09/2009
21-101	Companion Policy	Companion Policy	28/09/2009
21-101	NBSC Notice and Request for Comment	Local Notice	09/04/2009
21-101	CSA Notice and Request for Comment	CSA Notice	17/10/2008
21-101	Ministerial Consent	Ministerial Consent	12/09/2008
21-101	Amendment Instrument to NI 21-101	Amendments to Instrument	12/09/2008
21-101	Amendment Instrument to 21-101 CP	Amendments to Instrument	12/09/2008
21-101	Extension of Comment Period for Notice of Filings of Forms 21-101 F5 Initial Operation Report for Information Processor	CSA Notice	26/06/2007
21-101	CSA Request for Comment	CSA Notice	20/04/2007
21-101	Amendment Instrument for NI 21-101	Amendments to Instrument	20/04/2007
21-101	Amendment Instrument for 21-101 CP	Amendments to Instrument	20/04/2007
21-101	Notice of Filings of Forms 21-101 F5 Initial Operation Report for Information Processor	CSA Notice	20/04/2007
21-101	Ministerial Consent	Ministerial Consent	28/02/2007
21-101	Amendment Instrument for NI 21-101	Amendments to Instrument	28/02/2007
21-101	Amendment Instrument for 21-101F2	Amendments to Instrument	28/02/2007
21-101	Amendment Instrument for 21-101F5	Amendments to Instrument	28/02/2007
21-101	Amendment Instrument for 21-101CP	Amendments to Instrument	28/02/2007
21-101	National Instrument (consolidated up to 28 February 2007) (Repealed)	National Instrument	28/02/2007
21-101	Companion Policy (consolidated up to 28 February 2007) (Repealed)	Companion Policy	28/02/2007
21-101	CSA Request for Comment	CSA Notice	25/09/2006
21-101	National Instrument	National Instrument	25/09/2006
21-101	Companion Policy	Companion Policy	25/09/2006
21-101	Amendment Instrument for NI 21-101	Amendments to Instrument	25/09/2006
21-101	Amendment Instrument for 21-101CP	Amendments to Instrument	25/09/2006