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23-102 - Use of Client Brokerage Commissions

Current Instruments

No Document Type Publication Date
23-102 National Instrument (Consolidated up to 1 February 2017) National Instrument 01/02/2017
23-102 Companion Policy Companion Policy 30/06/2010

History

No Document Type Publication Date
23-102 Amendment Instrument to NI 23-102 Amendments to Instrument 01/02/2017
23-102 Ministerial Consent Ministerial Consent 06/12/2016
23-102 CSA Multilateral Notice and Request for Comment - Proposed Amendments to Certain National, Multilateral and Local Instruments and Proposed Changes to 31-103 CP Related to Derivatives Regulation in Alberta, New Brunswick and Saskatchewan CSA Notice 19/05/2016
23-102 Amendment Instrument to NI 23-102 Amendments to Instrument 11/01/2015
23-102 National Instrument (Consolidated up to 11 January 2015) National Instrument 11/01/2015
23-102 Ministerial Consent Ministerial Consent 10/12/2014
23-102 CSA Notice of Amendments to NI 31-103, NI 33-109, NI 52-107 and Changes to Related Companion Policies CSA Notice 16/10/2014
23-102 National Instrument National Instrument 30/06/2010
23-102 CSA Notice - Amendments to Form 81-101F2 and Form 41-101F2 CSA Notice 09/04/2010
23-102 Ministerial Consent Ministerial Consent 15/02/2010
23-102 CSA Notice of Proposed Amendments to Form 81-101F2 and Form 41-101F2 CSA Notice 09/10/2009
23-102 CSA Notice of Adoption CSA Notice 06/10/2009
23-102 CSA Notice and Request for Comment CSA Notice 11/01/2008
23-102 CSA Request for Comment CSA Notice 26/09/2006
23-102 National Instrument National Instrument 26/09/2006
23-102 Companion Policy Companion Policy 26/09/2006