Self-Serve Portal

23-103 - Electronic Trading

Current Instruments

Category
2 - Certain Capital Market Participants
No Document Type Publication Date
23-103 National Instrument (Consolidated up to 1 March 2014) National Instrument 01/03/2014
23-103 Companion Policy (Consolidation up to 5 May 2015) Companion Policy 05/05/2015

Related Documents

No Document Type Publication Date
21-328 CSA Staff Notice 21-328 Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities CSA Notice 05/03/2020

History

No Document Type Publication Date
23-103 Changes to 23-103 CP Changes to Companion Policy 05/05/2015
23-103 Ministerial Consent Ministerial Consent 28/04/2015
23-103 CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions CSA Notice 19/02/2015
23-103 Amendment Instrument to NI 23-103 Amendments to Instrument 01/03/2014
23-103 Companion Policy (Consolidated up to 1 March 2014) Companion Policy 01/03/2014
23-103 Ministerial Consent Ministerial Consent 14/01/2014
23-103 CSA Notice of Amendments to NI 23-103 CSA Notice 04/07/2013
23-103 Companion Policy Companion Policy 01/03/2013
23-103 National Instrument National Instrument 01/03/2013
23-103 CSA Notice and Request for Comment - Proposed Amendments to NI 23-103 Electronic Trading CSA Notice 25/10/2012
23-103 Ministerial Consent Ministerial Consent 14/08/2012
23-103 CSA Notice of Adoption of NI 23-103 Electronic Trading and consequential amendments to MI 11-102 CSA Notice 28/06/2012
23-103 CSA Notice and Request for Comment - Proposed NI 23-103 Electronic Trading and Direct Electronic Access to Marketplaces CSA Notice 08/04/2011