Self-Serve Portal

31-502 - Supplementary Registration Requirements

Current Instruments

Category
3 - Registration Requirements and Related Matters
No Document Type Publication Date
31-502 Local Rule (Consolidated up to 1 February 2017) Local Rule 01/02/2017
31-502 Companion Policy Companion Policy 28/09/2009

History

No Document Type Publication Date
31-502 Amendment Instrument to LR 31-502 Amendments to Instrument 01/02/2017
31-502 Ministerial Consent Ministerial Consent 06/12/2016
31-502 CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments and Changes to 31-103CP Related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan CSA Notice 06/10/2016
31-502 Amendment Instrument to LR 31-502 Amendments to Instrument 05/10/2016
31-502 Local Rule (Consolidated up to 5 October 2016) Local Rule 05/10/2016
31-502 Ministerial Consent Ministerial Consent 06/09/2016
31-502 CSA Multilateral Notice and Request for Comment - Proposed Amendments to Certain National, Multilateral and Local Instruments and Proposed Changes to 31-103 CP Related to Derivatives Regulation in Alberta, New Brunswick and Saskatchewan CSA Notice 19/05/2016
31-502 Amendment Instrument to LR 31-502 Amendments to Instrument 11/01/2015
31-502 Local Rule (Consolidated up to 11 January 2015) Local Rule 11/01/2015
31-502 Ministerial Consent Ministerial Consent 10/12/2014
31-502 CSA Notice of Amendments to NI 31-103, NI 33-109, NI 52-107 and Changes to Related Companion Policies CSA Notice 16/10/2014
31-502 Local Rule Local Rule 28/09/2009
31-502 Notice of Adoption - NBSC Local Rule 31-502 Supplementary Registration Requirements Local Notice 16/09/2009
31-502 NBSC Notice and Request for Comment Local Notice 27/03/2009