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Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

31-502 - Supplementary Registration Requirements

Current Instruments

Category

3 - Registration Requirements and Related Matters

No	Document	Type	Publication Date
31-502	Local Rule (Consolidated up to 1 February 2017)	Local Rule	01/02/2017
31-502	Companion Policy	Companion Policy	28/09/2009

History

No	Document	Type	Publication Date
31-502	Amendment Instrument to LR 31-502	Amendments to Instrument	01/02/2017
31-502	Ministerial Consent	Ministerial Consent	06/12/2016
31-502	CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments and Changes to 31-103CP Related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan	CSA Notice	06/10/2016
31-502	Amendment Instrument to LR 31-502	Amendments to Instrument	05/10/2016
31-502	Local Rule (Consolidated up to 5 October 2016)	Local Rule	05/10/2016
31-502	Ministerial Consent	Ministerial Consent	06/09/2016
31-502	CSA Multilateral Notice and Request for Comment - Proposed Amendments to Certain National, Multilateral and Local Instruments and Proposed Changes to 31-103 CP Related to Derivatives Regulation in Alberta, New Brunswick and Saskatchewan	CSA Notice	19/05/2016
31-502	Amendment Instrument to LR 31-502	Amendments to Instrument	11/01/2015
31-502	Local Rule (Consolidated up to 11 January 2015)	Local Rule	11/01/2015
31-502	Ministerial Consent	Ministerial Consent	10/12/2014
31-502	CSA Notice of Amendments to NI 31-103, NI 33-109, NI 52-107 and Changes to Related Companion Policies	CSA Notice	16/10/2014
31-502	Local Rule	Local Rule	28/09/2009
31-502	Notice of Adoption - NBSC Local Rule 31-502 Supplementary Registration Requirements	Local Notice	16/09/2009
31-502	NBSC Notice and Request for Comment	Local Notice	27/03/2009