Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

33-102 - Regulation of Certain Registrant Activities (Repealed)

This rule is not currently in effect in the Province of New Brunswick.

Category: 3 - Registration Requirements and Related Matters

Status:

History:

No	Document	Type	Publication Date
33-102	Ministerial Consent	Ministerial Consent	28/09/2009
33-102	Amendment Instrument to NI 33-102	Amendments to Instrument	28/09/2009
33-102	Amendment Instrument to 33-102CP	Changes to Companion Policy	28/09/2009
33-102	CSA Notice and Request for Comment	CSA Notice	29/02/2008
33-102	Summary of Comments	CSA Notice	29/02/2008
33-102	Ministerial Consent	Ministerial Consent	10/05/2005
33-802	New Brunswick Implementing Instrument 33-802	Implementing Instrument	10/05/2005
33-102	National Instrument	National Instrument	10/05/2005
33-102	Companion Policy	Companion Policy	10/05/2005

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

33-102 - Regulation of Certain Registrant Activities (Repealed)

History: