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Regulated Industries

FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 36,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $34 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

45-801 - Resale of Securities

Current Instruments

Category

4 - Distribution Requirements

History

No	Document	Type	Publication Date
45-801	Amendment Instrument to New Brunswick Implementing Instrument 45-801	Amendments to Instrument	28/09/2009
45-801	Amendment Instrument to New Brunswick Implementing Instrument 45-801	Amendments to Instrument	25/09/2007
45-801	New Brunswick Implementing Instrument 45-801	Implementing Instrument	14/09/2005
45-801	Emergency Rule (Repealed)	Local Rule	29/09/2004

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

45-801 - Resale of Securities

Current Instruments

History