FCNB Logo

Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

45-801 - Resale of Securities

Current Instruments

Category

4 - Distribution Requirements

History

No	Document	Type	Publication Date
45-801	Amendment Instrument to New Brunswick Implementing Instrument 45-801	Amendments to Instrument	28/09/2009
45-801	Amendment Instrument to New Brunswick Implementing Instrument 45-801	Amendments to Instrument	25/09/2007
45-801	New Brunswick Implementing Instrument 45-801	Implementing Instrument	14/09/2005
45-801	Emergency Rule (Repealed)	Local Rule	29/09/2004

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

45-801 - Resale of Securities

Current Instruments

History