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Self-Serve Portal

Regulated Industries

FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 40,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $34 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

71-101 - The Multijurisdictional Disclosure System

Current Instruments

Category

7 - Securities Transactions Outside the Jurisdiction

No	Document	Type	Publication Date
71-101	National Instrument	National Instrument	19/09/2006
71-101	Companion Policy	Companion Policy	19/09/2006

History

No	Document	Type	Publication Date
71-101	CSA Notice and Request for Comment Proposed Amendments to MI 62-104 Take-Over Bids and Issuer Bids Proposed Changes to National Policy 62-203 Take-Over Bids and Issuer Bids and Proposed Consequential Amendments	CSA Notice	31/03/2015
71-101	Implementing Instrument 71-802 (Consolidated up to 17 March 2008)	Implementing Instrument	17/03/2008
71-101	Amendment Instrument to Implementing Instrument 71-802	Implementing Instrument	17/03/2008
71-101	Ministerial Consent	Ministerial Consent	17/03/2008
71-101	Amendment Instrument to Implementing Instrument 71-802 arising from MI 62-104	Implementing Instrument	21/11/2007
71-101	Ministerial Consent	Ministerial Consent	25/09/2007
71-101	Amendment Instrument to New Brunswick Implementing Instrument 71-802	Implementing Instrument	25/09/2007
71-101	New Brunswick Implementing Instrument 71-802	Implementing Instrument	19/09/2006
71-101	Ministerial Consent	Ministerial Consent	19/09/2006
71-101	Amendment Instrument to Implementing Instrument 71-802	Implementing Instrument	09/06/2006
71-101	Request for Comment Relating to Implementing Instrument 71-802	Local Notice	09/06/2006