Self-Serve Portal

Regulatory Instruments

The Commission uses a number of regulatory instruments to administer the requirements of New Brunswick’s securities laws. Most regulatory instruments are numbered according to the Canadian Securities  Administrators’ numbering system. This section contains rules, instruments, policies, and other documents, both proposed and final.

 
3 Result(s)
 

Our filter by topic functionality is provided for convenience only, and does not represent a necessarily complete list all of the rules or regulatory instruments applicable to your particular situation. Refer to our website Terms of Use. If you have questions, please contact the Financial and Consumer Services Commission  for clarification

71-101 - The Multijurisdictional Disclosure System
Category
7 - Securities Transactions Outside the Jurisdiction
Status
Current
71-102 - Continuous Disclosure and Other Exemptions Relating to Foreign Issuers
Category
7 - Securities Transactions Outside the Jurisdiction
Status
Current
72-501 - Distribution of Securities to Persons Outside New Brunswick
Category
7 - Securities Transactions Outside the Jurisdiction
Status
Current