Self-Serve Portal

81-105 - Mutual Fund Sales Practices

Current Instruments

Category
8 - Mutual Funds
No Document Type Publication Date
81-105 National Instrument (Consolidated up to 1 June 2022) National Instrument
81-105 Companion Policy (Consolidated up to 1 June 2022) Companion Policy

Related Documents

No Document Type Publication Date
11-344 CSA Staff Notice 11-344 Notice of Local Amendments in Certain Jurisdictions CSA Notice
81-332 CSA Staff Notice 81-332 Next Steps on Proposals to Prohibit Certain Investment Fund Embedded Commissions CSA Notice

History

No Document Type Publication Date
81-105 Local Changes to Companion Policy 81-105CP Changes to Companion Policy
81-105 Local Amendments to NI 81-105 Amendments to Instrument
81-105 Amendments to NI 81-105 Amendments to Instrument
81-105 Changes to Companion Policy 81-105CP Changes to Companion Policy
81-105 Amendments to NI 81-105 Amendments to Instrument
81-105 Changes to Companion Policy 81-105CP Changes to Companion Policy
81-105 Ministerial Consent Ministerial Consent
81-105 Multilateral CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices CSA Notice
81-105 National Instrument (Consolidated up to 31 December 2020) National Instrument
81-105 Amendments to NI 81-105 Amendments to Instrument
81-105 Ministerial Consent Ministerial Consent
81-105 CSA Notice of Amendments to NI 81-105 and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions CSA Notice
81-105 Multilateral CSA Notice of Amendments to NI 81-105 Mutual Fund Sales Practices CSA Notice
81-105 CSA Notice and Request for Comment Proposed Amendments to NI 81-105 Mutual Fund Sales Practices and Related Consequential Amendments CSA Notice
81-105 Amendments to NI 81-105 Amendments to Instrument
81-105 National Instrument (Consolidated up to 22 September 2014) National Instrument
81-105 Ministerial Consent Ministerial Consent
81-105 CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments CSA Notice
81-105 Amendment Instrument to NI 81-105 Amendments to Instrument
81-105 National Instrument (Consolidated up to 22 June 2012) National Instrument
81-105 Ministerial Consent Ministerial Consent
81-105 NBSC Notice and Request for Comment Local Notice
81-105 Ministerial Consent Ministerial Consent
81-105 Amendment Instrument to NI 81-105 Amendments to Instrument
81-105 Amendment Instrument to 81-105CP Changes to Companion Policy
81-105 National Instrument (Consolidated up to 28 September 2009) National Instrument
81-105 Companion Policy (Consolidated up to 28 September 2009) Companion Policy
81-105 Ministerial Consent Ministerial Consent
81-105 New Brunswick Implementing Instrument 81-807 Implementing Instrument
81-105 National Instrument (In effect Nationally on 1 May 1998) National Instrument
81-105 Companion Policy Companion Policy
81-105 NBSC Notice and Request for Comment Local Notice