Self-Serve Portal

81-105 - Mutual Fund Sales Practices

Current Instruments

Category
8 - Mutual Funds
No Document Type Publication Date
81-105 National Instrument (Consolidated up to 1 June 2022) National Instrument 01/06/2022
81-105 Companion Policy (Consolidated up to 1 June 2022) Companion Policy 01/06/2022

Related Documents

No Document Type Publication Date
11-344 CSA Staff Notice 11-344 Notice of Local Amendments in Certain Jurisdictions CSA Notice 12/09/2021
81-332 CSA Staff Notice 81-332 Next Steps on Proposals to Prohibit Certain Investment Fund Embedded Commissions CSA Notice 19/12/2019

History

No Document Type Publication Date
81-105 Local Changes to Companion Policy 81-105CP Changes to Companion Policy 01/06/2022
81-105 Local Amendments to NI 81-105 Amendments to Instrument 01/06/2022
81-105 Amendments to NI 81-105 Amendments to Instrument 01/06/2022
81-105 Changes to Companion Policy 81-105CP Changes to Companion Policy 01/06/2022
81-105 Amendments to NI 81-105 Amendments to Instrument 01/06/2022
81-105 Changes to Companion Policy 81-105CP Changes to Companion Policy 01/06/2022
81-105 Ministerial Consent Ministerial Consent 21/04/2022
81-105 Multilateral CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices CSA Notice 20/01/2022
81-105 National Instrument (Consolidated up to 31 December 2020) National Instrument 31/12/2020
81-105 Amendments to NI 81-105 Amendments to Instrument 31/12/2020
81-105 Ministerial Consent Ministerial Consent 06/10/2020
81-105 CSA Notice of Amendments to NI 81-105 and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions CSA Notice 17/09/2020
81-105 Multilateral CSA Notice of Amendments to NI 81-105 Mutual Fund Sales Practices CSA Notice 20/02/2020
81-105 CSA Notice and Request for Comment Proposed Amendments to NI 81-105 Mutual Fund Sales Practices and Related Consequential Amendments CSA Notice 13/09/2018
81-105 Amendments to NI 81-105 Amendments to Instrument 22/09/2014
81-105 National Instrument (Consolidated up to 22 September 2014) National Instrument 22/09/2014
81-105 Ministerial Consent Ministerial Consent 12/08/2014
81-105 CSA Notice of Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments CSA Notice 19/06/2014
81-105 Amendment Instrument to NI 81-105 Amendments to Instrument 22/06/2012
81-105 National Instrument (Consolidated up to 22 June 2012) National Instrument 22/06/2012
81-105 Ministerial Consent Ministerial Consent 30/05/2012
81-105 NBSC Notice and Request for Comment Local Notice 13/01/2012
81-105 Ministerial Consent Ministerial Consent 28/09/2009
81-105 Amendment Instrument to NI 81-105 Amendments to Instrument 28/09/2009
81-105 Amendment Instrument to 81-105CP Changes to Companion Policy 28/09/2009
81-105 National Instrument (Consolidated up to 28 September 2009) National Instrument 28/09/2009
81-105 Companion Policy (Consolidated up to 28 September 2009) Companion Policy 28/09/2009
81-105 Ministerial Consent Ministerial Consent 29/08/2005
81-105 New Brunswick Implementing Instrument 81-807 Implementing Instrument 29/08/2005
81-105 National Instrument (In effect Nationally on 1 May 1998) National Instrument 29/08/2005
81-105 Companion Policy Companion Policy 29/08/2005
81-105 NBSC Notice and Request for Comment Local Notice 21/06/2005