Self-Serve Portal

91-501 - Over-the-counter Trades in Derivatives

Category: 9 - Derivatives
Status:

Current Instruments:

No Document Type Publication Date
91-501 Local Rule 91-501 (Repeal & Replace) Local Rule

Related Documents:

No Document Type Publication Date
91-503 Designation Order 91-503 In the Matter of Designating Over-the-Counter (OTC) Derivatives to be Securities Blanket Order
91-502 Ordonnance générales 91-502 Exemption de l'obligation d'être inscrit à titre de courtier en placement en vertu de la RL 91-501 Blanket Order
91-701 NBSC Notice 91-701 - FAQs Regarding NBSC LR 91-501 Derivatives Local Notice

History:

No Document Type Publication Date
91-501 Ministerial Consent Ministerial Consent
91-501 Notice of Adoption of Local Rule 91-501 Over-the-Counter Trades in Derivatives Local Notice
LR 91-501 FCNB Notice and Request for Comment – Proposed Repeal and Replacement of LR 91-501 Local Rule
91-501 Amendments to LR 91-501 Amendments to Instrument
91-501 Local Rule (Consolidated up to 11 January 2015) Local Rule
91-501 Ministerial Consent Ministerial Consent
91-501 CSA Notice of Amendments to NI 31-103, NI 33-109, NI 52-107 and Changes to Related Companion Policies CSA Notice
91-501 Amendment Instrument to LR 91-501 Amendments to Instrument
91-501 Local Rule (Consolidated up to 20 August 2014) Local Rule
91-501 Ministerial Consent Ministerial Consent
91-501 FCNB Notice and Request for Comment - Proposed Amendments to LR 91-501 Local Notice
91-501 Amendment Instrument to LR 91-501 Amendments to Instrument
91-501 Local Rule (Consolidated up to 1 September 2010) Local Rule
91-501 Ministerial Consent Ministerial Consent
91-501 Notice of Amendments to NBSC LR 91-501 - Derivatives Local Notice
91-501 Notice and Request for Comment - NBSC LR 91-501 Derivatives Local Notice
91-501 Local Rule Local Rule
91-501 Notice and Request for Comment LR 91-501 and 91-501F1 Local Notice