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Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

94-102 - Derivatives: Customer Clearing and Protection of Customer Collateral and Positions

Category: 9 - Derivatives

Status:

Current Instruments:

No	Document	Type	Publication Date
94-102	Companion Policy	Companion Policy	03/07/2017
94-102	National Instrument (Consolidated up to 13 September 2023)	National Instrument	13/09/2023

Related Documents:

No	Document	Type	Publication Date
94-302	CSA Staff Notice 94-302 Delivery of Forms Required under NI 94-102	CSA Notice	03/08/2017
14-101	CSA Notice and Request for Comment – Proposed Amendments to NI 14-101 Definitions and Consequential Amendments	CSA Notice	22/04/2021
14-101	CSA Notice of Amendments to National Instrument 14-101 Definitions and Consequential Amendments	CSA Notice	15/06/2023

History:

No	Document	Type	Publication Date
94-102	National Instrument	National Instrument	03/07/2017
94-102	Ministerial Consent	Ministerial Consent	07/03/2017
94-102	CSA Notice of NI 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and Related Companion Policy	CSA Notice	19/01/2017
94-102	CSA Notice and Request for Comment Proposed NI 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions and Proposed Companion Policy	CSA Notice	21/01/2016
94-102	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions	CSA Notice	16/09/2021
94-102	Multilateral CSA Notice of Publication – Amendments to National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Positions	CSA Notice	12/05/2022
94-102	Ministerial Consent	Ministerial Consent	14/06/2022
94-102	Amendments to NI 94-102	Amendments to Instrument	26/07/2022
94-102	National Instrument (Consolidated up to 26 July 2022)	National Instrument	26/07/2022
94-102	Ministerial Consent	Ministerial Consent	24/08/2023
94-102	Amendments to NI 94-102	Amendments to Instrument	13/09/2023