11-102 |
CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments |
CSA Notice |
02/05/2019 |
11-102 |
Amendment Instrument to MI 11-102 |
Amendments to Instrument |
03/01/2019 |
11-102 |
Ministerial Consent |
Ministerial Consent |
22/10/2018 |
11-102 |
CSA Notice of Amendments Modernization of Investment Fund Product Regulation – Alternative Mutual Funds |
CSA Notice |
04/10/2018 |
11-102 |
Ministerial Consent |
Ministerial Consent |
19/07/2017 |
11-102 |
Amendment Instrument to MI-102 |
Amendments to Instrument |
19/07/2017 |
11-102 |
Multilateral CSA Notice of Adoption of MI 61-101 Protection of Minority Security Holders in Special Transactions and Consequential Amendments to MI 11-102 and NI 13-101 |
CSA Notice |
13/04/2017 |
11-102 |
Amendment Instrument to MI 11-102 |
Amendments to Instrument |
01/02/2017 |
11-102 |
Multilateral Instrument (Consolidated up to 1 February 2017) |
Multilateral Instrument |
01/02/2017 |
11-102 |
Ministerial Consent |
Ministerial Consent |
06/12/2016 |
11-102 |
CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments and Changes to 31-103 CP Related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan |
CSA Notice |
06/10/2016 |
11-102 |
Amendment Instrument to MI 11-102 |
Amendments to Instrument |
23/06/2016 |
11-102 |
Changes to 11-102CP |
Changes to Companion Policy |
23/06/2016 |
11-102 |
Multilateral Instrument (Consolidated up to 23 June 2016) |
Multilateral Instrument |
23/06/2016 |
11-102 |
Blanket Order 11-506 The Passport System and Issuers Seeking to cease to be Reporting Issuers (expired) |
Blanket Order |
23/06/2016 |
11-102 |
CSA Multilateral Notice and Request for Comment - Proposed Amendments to Certain National, Multilateral and Local Instruments and Proposed Changes to 31-103 CP Related to Derivatives Regulation in Alberta, New Brunswick and Saskatchewan |
CSA Notice |
19/05/2016 |
11-102 |
Ministerial Consent |
Ministerial Consent |
12/05/2016 |
11-102 |
Ministerial Consent |
Ministerial Consent |
09/05/2016 |
11-102 |
Amendment Instrument to MI 11-102 |
Amendments to Instrument |
09/05/2016 |
11-102 |
Multilateral Instrument (Consolidated up to 9 May 2016) |
Multilateral Instrument |
09/05/2016 |
11-102 |
Amendment Instrument to MI 11-102 |
Amendments to Instrument |
30/04/2016 |
11-102 |
Multilateral Instrument (Consolidated up to 30 April 2016) |
Multilateral Instrument |
30/04/2016 |
11-102 |
Ministerial Consent |
Ministerial Consent |
15/03/2016 |
11-102 |
CSA Notice of Publication MI 11-102 Passport System MI 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions |
CSA Notice |
03/03/2016 |
11-102 |
CSA Notice of Amendments to Take-Over Bid Regime Amendments to MI 62-104, NP 62-203 and Consequential Amendments |
CSA Notice |
25/02/2016 |
11-102 |
Amendment Instrument to MI 11-102 |
Amendments to Instrument |
08/12/2015 |
11-102 |
Multilateral Instrument (Consolidated up to 8 December 2015) |
Multilateral Instrument |
08/12/2015 |
11-102 |
Ministerial Consent |
Ministerial Consent |
30/11/2015 |
11-102 |
Multilateral CSA Notice of Amendments to NI 45-106 Prospectus Exemptions Relating to the Offering Memorandum Exemption |
CSA Notice |
29/10/2015 |
11-102 |
CSA Notice of Amendments Relating to Rights Offerings to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Repeal of NI 45-101 |
CSA Notice |
24/09/2015 |
11-102 |
Amendment Instrument to MI 11-102 |
Amendments to Instrument |
05/05/2015 |
11-102 |
Changes to 11-102 CP |
Changes to Companion Policy |
05/05/2015 |
11-102 |
Companion Policy (Consolidated up to 5 May 2015) |
Companion Policy |
05/05/2015 |
11-102 |
Ministerial Consent |
Ministerial Consent |
28/04/2015 |
11-102 |
CSA Notice and Request for Comment Proposed Amendments to MI 11-102 Passport System |
CSA Notice |
16/04/2015 |
11-102 |
CSA Notice and Request for Comment Proposed Amendments to MI 62-104 Take-Over Bids and Issuer Bids Proposed Changes to NP 62-203 Take-Over BidsProposed Changes to NP 62-203 |
CSA Notice |
31/03/2015 |
11-102 |
CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions |
CSA Notice |
19/02/2015 |
11-102 |
Amendment Instrument to MI 11-102 |
Amendments to Instrument |
11/01/2015 |
11-102 |
Multilateral Instrument (Consolidated up to 11 January 2015) |
Multilateral Instrument |
11/01/2015 |
11-102 |
Ministerial Consent |
Ministerial Consent |
10/12/2014 |
11-102 |
CSA Notice of Amendments to NI 31-103, NI 33-109, NI 52-107 and Changes to Related Companion Policies |
CSA Notice |
16/10/2014 |
11-102 |
Amendment Instrument to MI 11-102 |
Amendments to Instrument |
01/03/2014 |
11-102 |
Multilateral Instrument (Consolidated up to 1 March 2014) |
Multilateral Instrument |
01/03/2014 |
11-102 |
Ministerial Consent |
Ministerial Consent |
14/01/2014 |
11-102 |
Amendment Instrument to MI 11-102 |
Amendments to Instrument |
01/03/2013 |
11-102 |
CSA Notice and Request for Comment - Proposed Amendments to NI 23-103 Electronic Trading |
CSA Notice |
25/10/2012 |
11-102 |
CSA Notice and Request for Comment - Proposed Amendments to NI 23-103 Electronic Trading |
CSA Notice |
25/10/2012 |
11-102 |
Ministerial Consent |
Ministerial Consent |
24/10/2012 |
11-102 |
CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers |
CSA Notice |
13/09/2012 |
11-102 |
CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters |
CSA Notice |
13/09/2012 |
11-102 |
CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers |
CSA Notice |
13/09/2012 |
11-102 |
Amendment Instrument to MI 11-102 |
Amendments to Instrument |
01/07/2012 |
11-102 |
CSA Notice of Adoption of NI 23-103 Electronic Trading and consequential amendments to MI 11-102 |
CSA Notice |
28/06/2012 |
11-102 |
Ministerial Consent |
Ministerial Consent |
16/05/2012 |
11-102 |
Amendment Instrument to MI 11-102 |
Amendments to Instrument |
20/04/2012 |
11-102 |
Companion Policy (Consolidated up to 20 April 2012) |
Companion Policy |
20/04/2012 |
11-102 |
CSA Notice of Amendments to NI 21-101 Marketplace Operation, 21-101 CP, NI 23-101 Trading Rules and 23-101 CP |
CSA Notice |
23/03/2012 |
11-102 |
Ministerial Consent |
Ministerial Consent |
13/03/2012 |
11-102 |
CSA Notice - NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments |
CSA Notice |
27/01/2012 |
11-102 |
CSA Notice and Request for Comment - Proposed Consequential Amendments to MI 11-102 Passport System |
CSA Notice |
19/08/2011 |
11-102 |
CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments |
CSA Notice |
29/07/2011 |
11-102 |
CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments |
CSA Notice |
29/07/2011 |
11-102 |
CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments |
CSA Notice |
18/03/2011 |
11-102 |
Amendment Instrument to MI 11-102 |
Amendments to Instrument |
29/12/2010 |
11-102 |
Amendment Instrument to 11-102 CP |
Amendments to Instrument |
29/12/2010 |
11-102 |
Ministerial Consent |
Ministerial Consent |
23/12/2010 |
11-102 |
CSA Notice of NI 52-107 Acceptable Accounting Principles and Auditing Standards and 52-107 CP, Amendments to NI 14-101 Definitions and Other Related Amendments |
CSA Notice |
01/10/2010 |
11-102 |
Multilateral Instrument (consolidated up to 30 April 2010) |
Multilateral Instrument |
27/07/2010 |
11-102 |
CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments |
CSA Notice |
16/07/2010 |
11-102 |
Ministerial Consent |
Ministerial Consent |
22/03/2010 |
11-102 |
Amendment Instrument to MI 11-102 |
Amendments to Instrument |
22/03/2010 |
11-102 |
CSA Notice of NI 55-104 Insider Reporting Requirements and Exemptions and Related 55-104 CP and Repeal of Related Predecessor Instruments |
CSA Notice |
22/01/2010 |
11-102 |
Ministerial Consent |
Ministerial Consent |
28/09/2009 |
11-102 |
Amendment Instrument to MI 11-102 |
Amendments to Instrument |
28/09/2009 |
11-102 |
CSA Notice of NP 11-204 Process for Registration in Multiple Jurisdictions |
CSA Notice |
17/07/2009 |
11-102 |
CSA Notice and Request for Comment |
CSA Notice |
18/12/2008 |
11-102 |
CSA Notice and Request for Comment |
CSA Notice |
18/07/2008 |
11-102 |
Ministerial Consent |
Ministerial Consent |
17/03/2008 |
11-102 |
Multilateral Instrument |
Multilateral Instrument |
17/03/2008 |
11-102 |
Companion Policy |
Companion Policy |
17/03/2008 |
11-102 |
Comments Received |
CSA Notice |
24/07/2007 |
11-102 |
Extension of Comment Period for Proposed NI 11-102 Passport System |
CSA Notice |
31/05/2007 |
11-102 |
CSA Request for Comment |
CSA Notice |
28/03/2007 |
11-102 |
National Instrument |
National Instrument |
28/03/2007 |
11-102 |
Form 11-102F1 |
Guides & Forms |
28/03/2007 |
11-102 |
Companion Policy |
Companion Policy |
28/03/2007 |
11-102 |
Consequential Amendments to NP 12-201 |
Amendments to Instrument |
28/03/2007 |
11-102 |
Consequential Amendments to NI 14-101 |
Amendments to Instrument |
28/03/2007 |
11-102 |
Consequential Amendments to NI 58-101 |
Amendments to Instrument |
28/03/2007 |
11-102 |
Consequential Amendments to NI 81-104 |
Amendments to Instrument |
28/03/2007 |
11-102 |
Consequential Amendments to 81-104CP |
Changes to Companion Policy |
28/03/2007 |