11-102 - Passport System | New Brunswick Financial and Consumer Services Commission

Category: 1 - Procedure and Related Matters

Status:

Current Instruments:

No	Document	Type	Publication Date
11-102	Appendix D (Consolidated up to 9 June 2023)	Guides & Forms	16/06/2023
11-102	Companion Policy (Consolidated up to 9 June 2023)	Companion Policy	16/06/2023
11-102	Multilateral Instrument (Consolidated up to 9 June 2023)	Multilateral Instrument	16/06/2023

No	Document	Type	Publication Date
81-930	CSA Notice regarding Coordinated Blanket Order 81-930 Exemptions from Certain Repurchase Transactions Requirements for Investment Funds	Blanket Order	24/07/2025
13-930	Coordinated Blanket Order 13-930 – Exemptions from certain filing requirements in connection with the launch of SEDAR+	Blanket Order	11/05/2023
13-103	CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments	CSA Notice	29/03/2023
21-329	Joint Canadian Securities Administration/Investment Industry Regulatory Organization of Canada Staff Notice 21-329 Guidance for Crypto-Asset Trading Platforms	CSA Notice	29/03/2021
81-506	Blanket Order 81-506 - Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds	Blanket Order	23/03/2020
11-506	Blanket Order 11-506 The Passport System and Issuers Seeking to cease to be Reporting Issuers (expired)	Blanket Order	23/06/2016
12-201	Consequential Amendments to NP 12-201	Amendments to Instrument	28/03/2007
14-101	Consequential Amendments to NI 14-101	Amendments to Instrument	28/03/2007
58-101	Consequential Amendments to NI 58-101	Amendments to Instrument	28/03/2007
81-104	Consequential Amendments to NI 81-104	Amendments to Instrument	28/03/2007
81-104	Consequential Amendments to 81-104CP	Changes to Companion Policy	28/03/2007

History:

No	Document	Type	Publication Date
11-102	Changes to 11-102CP (effective 9 June 2023, arising from NI 13-103)	Changes to Companion Policy	24/04/2023
11-102	Amendments to MI 11-102 (effective 9 June 2023, arising from NI 13-103)	Amendments to Instrument	24/04/2023
11-102	Ministerial Consent	Ministerial Consent	04/04/2023
11-102	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
11-102	Appendix D (Consolidated up to 3 January 2019)	Multilateral Instrument	03/01/2019
11-102	Amendments to MI 11-102	Amendments to Instrument	03/01/2019
11-102	Multilateral Instrument (Consolidated up to 3 January 2019)	Multilateral Instrument	03/01/2019
11-102	Ministerial Consent	Ministerial Consent	22/10/2018
11-102	CSA Notice of Amendments Modernization of Investment Fund Product Regulation – Alternative Mutual Funds	CSA Notice	04/10/2018
11-102	CSA Staff Notice 11-337 Notice of Local Amendments and Changes in Alberta, Manitoba and New Brunswick	CSA Notice	07/12/2017
11-102	Ministerial Consent	Ministerial Consent	19/07/2017
11-102	Amendments to MI 11-102	Amendments to Instrument	19/07/2017
11-102	CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions	CSA Notice	13/04/2017
11-102	Multilateral CSA Notice of Adoption of MI 61-101 Protection of Minority Security Holders in Special Transactions and Consequential Amendments to MI 11-102 and NI 13-101	CSA Notice	13/04/2017
11-102	Multilateral Instrument (Consolidated up to 19 July 2017)	Multilateral Instrument	19/02/2017
11-102	Amendments to MI 11-102	Amendments to Instrument	01/02/2017
11-102	Multilateral Instrument (Consolidated up to 1 February 2017)	Multilateral Instrument	01/02/2017
11-102	Ministerial Consent	Ministerial Consent	06/12/2016
11-102	CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments and Changes to 31-103 CP Related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan	CSA Notice	06/10/2016
11-102	Amendments to MI 11-102	Amendments to Instrument	23/06/2016
11-102	Changes to 11-102CP	Changes to Companion Policy	23/06/2016
11-102	Multilateral Instrument (Consolidated up to 23 June 2016)	Multilateral Instrument	23/06/2016
11-102	Companion Policy (Consolidated up to 23 June 2016)	Companion Policy	23/06/2016
11-102	CSA Multilateral Notice and Request for Comment - Proposed Amendments to Certain National, Multilateral and Local Instruments and Proposed Changes to 31-103 CP Related to Derivatives Regulation in Alberta, New Brunswick and Saskatchewan	CSA Notice	19/05/2016
11-102	Ministerial Consent	Ministerial Consent	12/05/2016
11-102	Ministerial Consent	Ministerial Consent	09/05/2016
11-102	Amendments to MI 11-102	Amendments to Instrument	09/05/2016
11-102	Multilateral Instrument (Consolidated up to 9 May 2016)	Multilateral Instrument	09/05/2016
11-102	Amendments to MI 11-102	Amendments to Instrument	30/04/2016
11-102	Multilateral Instrument (Consolidated up to 30 April 2016)	Multilateral Instrument	30/04/2016
11-102	Ministerial Consent	Ministerial Consent	15/03/2016
11-102	CSA Notice of Publication MI 11-102 Passport System MI 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions	CSA Notice	03/03/2016
11-102	CSA Notice of Amendments to Take-Over Bid Regime Amendments to MI 62-104, NP 62-203 and Consequential Amendments	CSA Notice	25/02/2016
11-102	Amendments to MI 11-102	Amendments to Instrument	08/12/2015
11-102	Multilateral Instrument (Consolidated up to 8 December 2015)	Multilateral Instrument	08/12/2015
11-102	Ministerial Consent	Ministerial Consent	30/11/2015
11-102	Multilateral CSA Notice of Amendments to NI 45-106 Prospectus Exemptions Relating to the Offering Memorandum Exemption	CSA Notice	29/10/2015
11-102	CSA Notice of Amendments Relating to Rights Offerings to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Repeal of NI 45-101	CSA Notice	24/09/2015
11-102	Amendments to MI 11-102	Amendments to Instrument	05/05/2015
11-102	Changes to 11-102 CP	Changes to Companion Policy	05/05/2015
11-102	Companion Policy (Consolidated up to 5 May 2015)	Companion Policy	05/05/2015
11-102	Ministerial Consent	Ministerial Consent	28/04/2015
11-102	CSA Notice and Request for Comment Proposed Amendments to MI 11-102 Passport System	CSA Notice	16/04/2015
11-102	CSA Notice and Request for Comment Proposed Amendments to MI 62-104 Take-Over Bids and Issuer Bids Proposed Changes to NP 62-203 Take-Over BidsProposed Changes to NP 62-203	CSA Notice	31/03/2015
11-102	CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions	CSA Notice	19/02/2015
11-102	Amendments to MI 11-102	Amendments to Instrument	11/01/2015
11-102	Multilateral Instrument (Consolidated up to 11 January 2015)	Multilateral Instrument	11/01/2015
11-102	Ministerial Consent	Ministerial Consent	10/12/2014
11-102	CSA Notice of Amendments to NI 31-103, NI 33-109, NI 52-107 and Changes to Related Companion Policies	CSA Notice	16/10/2014
11-102	Amendments to MI 11-102	Amendments to Instrument	01/03/2014
11-102	Multilateral Instrument (Consolidated up to 1 March 2014)	Multilateral Instrument	01/03/2014
11-102	Ministerial Consent	Ministerial Consent	14/01/2014
11-102	Amendments to MI 11-102	Amendments to Instrument	01/03/2013
11-102	CSA Notice and Request for Comment - Proposed Amendments to NI 23-103 Electronic Trading	CSA Notice	25/10/2012
11-102	CSA Notice and Request for Comment - Proposed Amendments to NI 23-103 Electronic Trading	CSA Notice	25/10/2012
11-102	Ministerial Consent	Ministerial Consent	24/10/2012
11-102	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers	CSA Notice	13/09/2012
11-102	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters	CSA Notice	13/09/2012
11-102	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers	CSA Notice	13/09/2012
11-102	Amendments to MI 11-102	Amendments to Instrument	01/07/2012
11-102	CSA Notice of Adoption of NI 23-103 Electronic Trading and consequential amendments to MI 11-102	CSA Notice	28/06/2012
11-102	Ministerial Consent	Ministerial Consent	16/05/2012
11-102	Amendments to MI 11-102	Amendments to Instrument	20/04/2012
11-102	Companion Policy (Consolidated up to 20 April 2012)	Companion Policy	20/04/2012
11-102	CSA Notice of Amendments to NI 21-101 Marketplace Operation, 21-101 CP, NI 23-101 Trading Rules and 23-101 CP	CSA Notice	23/03/2012
11-102	Ministerial Consent	Ministerial Consent	13/03/2012
11-102	CSA Notice - NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments	CSA Notice	27/01/2012
11-102	CSA Notice and Request for Comment - Proposed Consequential Amendments to MI 11-102 Passport System	CSA Notice	19/08/2011
11-102	CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments	CSA Notice	29/07/2011
11-102	CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments	CSA Notice	29/07/2011
11-102	CSA Staff Notice 11-314 - Update of CSA Instruments	CSA Notice	06/05/2011
11-102	CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments	CSA Notice	18/03/2011
11-102	Amendments to MI 11-102	Amendments to Instrument	29/12/2010
11-102	Changes to 11-102 CP	Changes to Companion Policy	29/12/2010
11-102	Ministerial Consent	Ministerial Consent	23/12/2010
11-102	CSA Notice of NI 52-107 Acceptable Accounting Principles and Auditing Standards and 52-107 CP, Amendments to NI 14-101 Definitions and Other Related Amendments	CSA Notice	01/10/2010
11-102	Multilateral Instrument (consolidated up to 30 April 2010)	Multilateral Instrument	27/07/2010
11-102	CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments	CSA Notice	16/07/2010
11-102	Ministerial Consent	Ministerial Consent	22/03/2010
11-102	Amendments to MI 11-102	Amendments to Instrument	22/03/2010
11-102	CSA Notice of NI 55-104 Insider Reporting Requirements and Exemptions and Related 55-104 CP and Repeal of Related Predecessor Instruments	CSA Notice	22/01/2010
11-102	Ministerial Consent	Ministerial Consent	28/09/2009
11-102	Amendments to MI 11-102	Amendments to Instrument	28/09/2009
11-102	CSA Notice of NP 11-204 Process for Registration in Multiple Jurisdictions	CSA Notice	17/07/2009
11-102	CSA Notice and Request for Comment	CSA Notice	18/12/2008
11-102	CSA Notice and Request for Comment	CSA Notice	18/07/2008
11-102	Ministerial Consent	Ministerial Consent	17/03/2008
11-102	Multilateral Instrument	Multilateral Instrument	17/03/2008
11-102	Companion Policy	Companion Policy	17/03/2008
11-102	Comments Received	CSA Notice	24/07/2007
11-102	Extension of Comment Period for Proposed NI 11-102 Passport System	CSA Notice	31/05/2007
11-102	CSA Request for Comment	CSA Notice	28/03/2007
11-102	National Instrument	National Instrument	28/03/2007
11-102	Form 11-102F1	Guides & Forms	28/03/2007
11-102	Companion Policy	Companion Policy	28/03/2007

11-102 - Passport System

Current Instruments:

Related Documents:

History: