11-102
Changes to 11-102CP (effective 9 June 2023, arising from NI 13-103) Changes to Companion Policy
24/04/2023
11-102
Amendments to MI 11-102 (effective 9 June 2023, arising from NI 13-103) Amendments to Instrument
24/04/2023
11-102
Ministerial Consent Ministerial Consent
04/04/2023
11-102
CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments CSA Notice
02/05/2019
11-102
Appendix D (Consolidated up to 3 January 2019) Multilateral Instrument
03/01/2019
11-102
Amendments to MI 11-102 Amendments to Instrument
03/01/2019
11-102
Multilateral Instrument (Consolidated up to 3 January 2019) Multilateral Instrument
03/01/2019
11-102
Ministerial Consent Ministerial Consent
22/10/2018
11-102
CSA Notice of Amendments Modernization of Investment Fund Product Regulation – Alternative Mutual Funds CSA Notice
04/10/2018
11-102
CSA Staff Notice 11-337 Notice of Local Amendments and Changes in Alberta, Manitoba and New Brunswick CSA Notice
07/12/2017
11-102
Ministerial Consent Ministerial Consent
19/07/2017
11-102
Amendments to MI 11-102 Amendments to Instrument
19/07/2017
11-102
CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions CSA Notice
13/04/2017
11-102
Multilateral CSA Notice of Adoption of MI 61-101 Protection of Minority Security Holders in Special Transactions and Consequential Amendments to MI 11-102 and NI 13-101 CSA Notice
13/04/2017
11-102
Multilateral Instrument (Consolidated up to 19 July 2017) Multilateral Instrument
19/02/2017
11-102
Amendments to MI 11-102 Amendments to Instrument
01/02/2017
11-102
Multilateral Instrument (Consolidated up to 1 February 2017) Multilateral Instrument
01/02/2017
11-102
Ministerial Consent Ministerial Consent
06/12/2016
11-102
CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments and Changes to 31-103 CP Related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan CSA Notice
06/10/2016
11-102
Amendments to MI 11-102 Amendments to Instrument
23/06/2016
11-102
Changes to 11-102CP Changes to Companion Policy
23/06/2016
11-102
Multilateral Instrument (Consolidated up to 23 June 2016) Multilateral Instrument
23/06/2016
11-102
Companion Policy (Consolidated up to 23 June 2016) Companion Policy
23/06/2016
11-102
CSA Multilateral Notice and Request for Comment - Proposed Amendments to Certain National, Multilateral and Local Instruments and Proposed Changes to 31-103 CP Related to Derivatives Regulation in Alberta, New Brunswick and Saskatchewan CSA Notice
19/05/2016
11-102
Ministerial Consent Ministerial Consent
12/05/2016
11-102
Ministerial Consent Ministerial Consent
09/05/2016
11-102
Amendments to MI 11-102 Amendments to Instrument
09/05/2016
11-102
Multilateral Instrument (Consolidated up to 9 May 2016) Multilateral Instrument
09/05/2016
11-102
Amendments to MI 11-102 Amendments to Instrument
30/04/2016
11-102
Multilateral Instrument (Consolidated up to 30 April 2016) Multilateral Instrument
30/04/2016
11-102
Ministerial Consent Ministerial Consent
15/03/2016
11-102
CSA Notice of Publication MI 11-102 Passport System MI 11-103 Failure-to-File Cease Trade Orders in Multiple Jurisdictions CSA Notice
03/03/2016
11-102
CSA Notice of Amendments to Take-Over Bid Regime Amendments to MI 62-104, NP 62-203 and Consequential Amendments CSA Notice
25/02/2016
11-102
Amendments to MI 11-102 Amendments to Instrument
08/12/2015
11-102
Multilateral Instrument (Consolidated up to 8 December 2015) Multilateral Instrument
08/12/2015
11-102
Ministerial Consent Ministerial Consent
30/11/2015
11-102
Multilateral CSA Notice of Amendments to NI 45-106 Prospectus Exemptions Relating to the Offering Memorandum Exemption CSA Notice
29/10/2015
11-102
CSA Notice of Amendments Relating to Rights Offerings to NI 45-106, NI 41-101, NI 44-101, NI 45-102 and Repeal of NI 45-101 CSA Notice
24/09/2015
11-102
Amendments to MI 11-102 Amendments to Instrument
05/05/2015
11-102
Changes to 11-102 CP Changes to Companion Policy
05/05/2015
11-102
Companion Policy (Consolidated up to 5 May 2015) Companion Policy
05/05/2015
11-102
Ministerial Consent Ministerial Consent
28/04/2015
11-102
CSA Notice and Request for Comment Proposed Amendments to MI 11-102 Passport System CSA Notice
16/04/2015
11-102
CSA Notice and Request for Comment Proposed Amendments to MI 62-104 Take-Over Bids and Issuer Bids Proposed Changes to NP 62-203 Take-Over BidsProposed Changes to NP 62-203 CSA Notice
31/03/2015
11-102
CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions CSA Notice
19/02/2015
11-102
Amendments to MI 11-102 Amendments to Instrument
11/01/2015
11-102
Multilateral Instrument (Consolidated up to 11 January 2015) Multilateral Instrument
11/01/2015
11-102
Ministerial Consent Ministerial Consent
10/12/2014
11-102
CSA Notice of Amendments to NI 31-103, NI 33-109, NI 52-107 and Changes to Related Companion Policies CSA Notice
16/10/2014
11-102
Amendments to MI 11-102 Amendments to Instrument
01/03/2014
11-102
Multilateral Instrument (Consolidated up to 1 March 2014) Multilateral Instrument
01/03/2014
11-102
Ministerial Consent Ministerial Consent
14/01/2014
11-102
Amendments to MI 11-102 Amendments to Instrument
01/03/2013
11-102
CSA Notice and Request for Comment - Proposed Amendments to NI 23-103 Electronic Trading CSA Notice
25/10/2012
11-102
CSA Notice and Request for Comment - Proposed Amendments to NI 23-103 Electronic Trading CSA Notice
25/10/2012
11-102
Ministerial Consent Ministerial Consent
24/10/2012
11-102
CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers CSA Notice
13/09/2012
11-102
CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters CSA Notice
13/09/2012
11-102
CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers CSA Notice
13/09/2012
11-102
Amendments to MI 11-102 Amendments to Instrument
01/07/2012
11-102
CSA Notice of Adoption of NI 23-103 Electronic Trading and consequential amendments to MI 11-102 CSA Notice
28/06/2012
11-102
Ministerial Consent Ministerial Consent
16/05/2012
11-102
Amendments to MI 11-102 Amendments to Instrument
20/04/2012
11-102
Companion Policy (Consolidated up to 20 April 2012) Companion Policy
20/04/2012
11-102
CSA Notice of Amendments to NI 21-101 Marketplace Operation, 21-101 CP, NI 23-101 Trading Rules and 23-101 CP CSA Notice
23/03/2012
11-102
Ministerial Consent Ministerial Consent
13/03/2012
11-102
CSA Notice - NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice
27/01/2012
11-102
CSA Notice and Request for Comment - Proposed Consequential Amendments to MI 11-102 Passport System CSA Notice
19/08/2011
11-102
CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments CSA Notice
29/07/2011
11-102
CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments CSA Notice
29/07/2011
11-102
CSA Staff Notice 11-314 - Update of CSA Instruments CSA Notice
06/05/2011
11-102
CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice
18/03/2011
11-102
Amendments to MI 11-102 Amendments to Instrument
29/12/2010
11-102
Changes to 11-102 CP Changes to Companion Policy
29/12/2010
11-102
Ministerial Consent Ministerial Consent
23/12/2010
11-102
CSA Notice of NI 52-107 Acceptable Accounting Principles and Auditing Standards and 52-107 CP, Amendments to NI 14-101 Definitions and Other Related Amendments CSA Notice
01/10/2010
11-102
Multilateral Instrument (consolidated up to 30 April 2010) Multilateral Instrument
27/07/2010
11-102
CSA Notice and Request for Comment - Proposed NI 25-101 Designated Rating Organizations, Related Policies and Consequential Amendments CSA Notice
16/07/2010
11-102
Ministerial Consent Ministerial Consent
22/03/2010
11-102
Amendments to MI 11-102 Amendments to Instrument
22/03/2010
11-102
CSA Notice of NI 55-104 Insider Reporting Requirements and Exemptions and Related 55-104 CP and Repeal of Related Predecessor Instruments CSA Notice
22/01/2010
11-102
Ministerial Consent Ministerial Consent
28/09/2009
11-102
Amendments to MI 11-102 Amendments to Instrument
28/09/2009
11-102
CSA Notice of NP 11-204 Process for Registration in Multiple Jurisdictions CSA Notice
17/07/2009
11-102
CSA Notice and Request for Comment CSA Notice
18/12/2008
11-102
CSA Notice and Request for Comment CSA Notice
18/07/2008
11-102
Ministerial Consent Ministerial Consent
17/03/2008
11-102
Multilateral Instrument Multilateral Instrument
17/03/2008
11-102
Companion Policy Companion Policy
17/03/2008
11-102
Comments Received CSA Notice
24/07/2007
11-102
Extension of Comment Period for Proposed NI 11-102 Passport System CSA Notice
31/05/2007
11-102
CSA Request for Comment CSA Notice
28/03/2007
11-102
National Instrument National Instrument
28/03/2007
11-102
Form 11-102F1 Guides & Forms
28/03/2007
11-102
Companion Policy Companion Policy
28/03/2007