Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

14-501 - Circumstances Deeming an Issuer to be a Reporting Issuer (Repealed)

This rule is not currently in effect in the Province of New Brunswick.

Category: 1 - Procedure and Related Matters

Status:

History:

No	Document	Type	Publication Date
14-501	Notice of Repeal	Local Notice	29/10/2007
14-501	Local Rule	Local Rule	21/06/2005
14-501	Ministerial Consent	Ministerial Consent	03/06/2005
14-501	NBSC Notice and Request for Comment	Local Notice	26/02/2005
14-501	Emergency Rule	Local Rule	13/09/2004

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

14-501 - Circumstances Deeming an Issuer to be a Reporting Issuer (Repealed)

History: