51-105 - Issuers Quoted in the U.S. Over-the-Counter Markets | New Brunswick Financial and Consumer Services Commission

Category: 5 - Ongoing Requirements for Issuers and Insiders

Status:

Current Instruments:

No	Document	Type	Publication Date
51-105	Multilateral Instrument (Consolidated up to September 19, 2025)	Multilateral Instrument	19/09/2025
51-105	Companion Policy (Consolidated up to 9 June 2023)	Companion Policy	13/07/2023

Related Documents:

No	Document	Type	Publication Date
62-104	CSA Notice and Request for Comment – Proposed Amendments and Changes to the Issuer Bid, Take-Over Bid and Beneficial Ownership Reporting Regimes and Consequential Amendments	CSA Notice	19/05/2026
43-101	CSA Notice and Request for Comment – Proposed Repeal and Replacement of National Instrument 43-101 Standards of Disclosure for Mineral Projects	CSA Notice	12/06/2025
13-103	CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments	CSA Notice	29/03/2023
52-112	CSA Notice of Publication of National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure, Companion Policy 52-112 and Related Consequential Amendments and Changes	CSA Notice	27/05/2021
51-102	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes	CSA Notice	20/05/2021
21-505	Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc.	Blanket Order	01/03/2015
11-320	CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon	CSA Notice	15/11/2012

History:

No	Document	Type	Publication Date
51-105	Amendments to MI 51-105	Amendments to Instrument	19/09/2025
51-105	Ministerial Consent	Ministerial Consent	07/09/2025
51-105	CSA Notice of Publication – Amendments and Changes to Certain National Instruments and Policies related to Venture Issuer Definition and Majority Voting	CSA Notice	19/06/2025
51-105	CSA Notice and Request for Comment - Proposed Amendments to Relevant National Instruments for Venture Issuer Definition and Majority Voting	CSA Notice	01/08/2024
51-105	Multilateral Instrument (Consolidated up to 9 June 2023)	Multilateral Instrument	13/07/2023
51-105	Amendments to MI 51-105 (effective 9 June 2023, arising from NI 13-103)	Amendments to Instrument	24/04/2023
51-105	Changes to 51-105CP (effective 9 June 2023, arising from NI 13-103)	Changes to Companion Policy	24/04/2023
51-105	Ministerial Consent	Ministerial Consent	04/04/2023
51-105	Companion Policy (Consolidated up to 25 August 2021)	Companion Policy	25/08/2021
51-105	Changes to 51-105CP	Changes to Companion Policy	25/08/2021
51-105	Ministerial Consent	Ministerial Consent	15/06/2021
51-105	CSA Second Notice and Request for Comment Proposed NI 52-112-Non-GAAP and Other Financial Measures Disclosure	CSA Notice	13/02/2020
51-105	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
51-105	CSA Notice and Request for Comment Proposed NI 52-112 Non-GAAP and Other Financial Measures Disclosure, Proposed Companion Policy 52-112 and Related Proposed Consequential Amendments	CSA Notice	06/09/2018
51-105	Ministerial Consent	Ministerial Consent	09/05/2016
51-105	Amendment Instrument to MI 51-105	Amendments to Instrument	09/05/2016
51-105	Multilateral Instrument (Consolidated up to 9 May 2016)	Multilateral Instrument	09/05/2016
51-105	CSA Notice of Amendments to Take-Over Bid Regime Amendments to MI 62-104 National Policy 62-203 and Consequential Amendments	CSA Notice	25/02/2016
51-105	Amendment Instrument to MI 51-105	Amendments to Instrument	17/11/2015
51-105	Multilateral Instrument (Consolidated up to 17 November 2015)	Multilateral Instrument	17/11/2015
51-105	Ministers Consent	Ministerial Consent	03/11/2015
51-105	CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc.	CSA Notice	03/09/2015
51-105	Changes to 51-105 CP	Changes to Companion Policy	05/05/2015
51-105	Companion Policy (Consolidated up to 5 May 2015)	Companion Policy	05/05/2015
51-105	Ministerial Consent	Ministerial Consent	28/04/2015
51-105	CSA Notice and Request for Comment Proposed Amendments to MI 62-104 Take-Over Bids and Issuer Bids Proposed Changes to National Policy 62-203 Take-Over BidsProposed Changes to National Policy 62-203 Take-Over Bids Proposed Changes to	CSA Notice	31/03/2015
51-105	CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions	CSA Notice	19/02/2015
51-105	CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc.	CSA Notice	11/12/2014
51-105	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters	CSA Notice	13/09/2012
51-105	CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers	CSA Notice	13/09/2012
51-105	Companion Policy	Companion Policy	31/07/2012
51-105	Multilateral Instrument	Multilateral Instrument	31/07/2012
51-105	Ministerial Consent	Ministerial Consent	12/06/2012
51-105	CSA Notice of MI 51-105 - Issuers Quoted in the U.S. Over-the-Counter Markets	CSA Notice	10/05/2012
51-105	CSA Notice and Request for Comment - Proposed MI 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets, Forms, and Companion Policy	CSA Notice	10/06/2011