Self-Serve Portal

51-105 - Issuers Quoted in the U.S. Over-the-Counter Markets

Current Instruments

Category
5 - Ongoing Requirements for Issuers and Insiders
No Document Type Publication Date
51-105 Multilateral Instrument (Consolidated up to 9 May 2016) Multilateral Instrument 09/05/2016
51-105 Companion Policy (Consolidated up to 25 August 2021) Companion Policy 25/08/2021

Related Documents

No Document Type Publication Date
52-112 CSA Notice of Publication of National Instrument 52-112 Non-GAAP and Other Financial Measures Disclosure, Companion Policy 52-112 and Related Consequential Amendments and Changes CSA Notice 27/05/2021
51-102 CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes CSA Notice 20/05/2021
21-505 Blanket Order 21-505 - Exemptions from Certain Requirements of Securities Legislation For Issuers Whose Securities Are Listed On The Aequitas Neo Exchange Inc. Blanket Order 01/03/2015
11-320 CSA Staff Notice 11-320 - Notice of Local Amendments - Nova Scotia and Yukon CSA Notice 15/11/2012

History

No Document Type Publication Date
51-105 Changes to 51-105CP Changes to Companion Policy 25/08/2021
51-105 Ministerial Consent Ministerial Consent 15/06/2021
51-105 CSA Second Notice and Request for Comment Proposed NI 52-112-Non-GAAP and Other Financial Measures Disclosure CSA Notice 13/02/2020
51-105 CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments CSA Notice 02/05/2019
51-105 CSA Notice and Request for Comment Proposed NI 52-112 Non-GAAP and Other Financial Measures Disclosure, Proposed Companion Policy 52-112 and Related Proposed Consequential Amendments CSA Notice 06/09/2018
51-105 Ministerial Consent Ministerial Consent 09/05/2016
51-105 Amendment Instrument to MI 51-105 Amendments to Instrument 09/05/2016
51-105 CSA Notice of Amendments to Take-Over Bid Regime Amendments to MI 62-104 National Policy 62-203 and Consequential Amendments CSA Notice 25/02/2016
51-105 Amendment Instrument to MI 51-105 Amendments to Instrument 17/11/2015
51-105 Multilateral Instrument (Consolidated up to 17 November 2015) Multilateral Instrument 17/11/2015
51-105 Ministers Consent Ministerial Consent 03/11/2015
51-105 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc. CSA Notice 03/09/2015
51-105 Changes to 51-105 CP Changes to Companion Policy 05/05/2015
51-105 Companion Policy (Consolidated up to 5 May 2015) Companion Policy 05/05/2015
51-105 Ministerial Consent Ministerial Consent 28/04/2015
51-105 CSA Notice and Request for Comment Proposed Amendments to MI 62-104 Take-Over Bids and Issuer Bids Proposed Changes to National Policy 62-203 Take-Over BidsProposed Changes to National Policy 62-203 Take-Over Bids Proposed Changes to CSA Notice 31/03/2015
51-105 CSA Notice of Amendments to NI 45-106 Relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions CSA Notice 19/02/2015
51-105 CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. CSA Notice 11/12/2014
51-105 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters CSA Notice 13/09/2012
51-105 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers CSA Notice 13/09/2012
51-105 Companion Policy Companion Policy 31/07/2012
51-105 Multilateral Instrument Multilateral Instrument 31/07/2012
51-105 Ministerial Consent Ministerial Consent 12/06/2012
51-105 CSA Notice of MI 51-105 - Issuers Quoted in the U.S. Over-the-Counter Markets CSA Notice 10/05/2012
51-105 CSA Notice and Request for Comment - Proposed MI 51-105 Issuers Quoted in the U.S. Over-the-Counter Markets, Forms, and Companion Policy CSA Notice 10/06/2011