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Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

54-101 - Communication with Beneficial Owners of Securities of A Reporting Issuer

Category: 5 - Ongoing Requirements for Issuers and Insiders

Status:

Current Instruments:

No	Document	Type	Publication Date
54-101	National Instrument (Consolidated up to 9 June 2023)	National Instrument	13/07/2023
54-101	Companion Policy (Consolidated up to 9 June 2023)	Companion Policy	13/07/2023

Related Documents:

No	Document	Type	Publication Date
51-102	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes	CSA Notice	20/05/2021
13-103	CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments	CSA Notice	29/03/2023
51-102	CSA Notice of Republication and Request for Comment - Proposed Amendments to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuers	CSA Notice	19/11/2024
51-932	Coordinated Blanket Order 51-932 - Temporary Exemption from Requirements in NI 51-102 and NI 54-101 to send certain Proxy-Related Materials during a Postal Suspension	Blanket Order	09/10/2025

History:

No	Document	Type	Publication Date
54-101	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
54-101	Companion Policy 54-101 (Consolidated up to 11 February 2013)	Companion Policy	11/02/2013
54-101	National Instrument 54-101 (Consolidated up to 11 February 2013)	National Instrument	11/02/2013
54-101	Amendment Instrument to NI 54-101	Amendments to Instrument	11/02/2013
54-101	Ministerial Consent	Ministerial Consent	15/01/2013
54-101	CSA Notice of Amendments To Improve Issuer Communications with Investors	CSA Notice	29/11/2012
54-101	CSA Notice and Request for Comment - Proposed Amendments to NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and 54-101CP and NI 51-102 Continuous Disclosure Obligations and 51-102CP	CSA Notice	17/06/2011
54-101	Amendment Instrument to NI 54-101	Amendments to Instrument	01/01/2011
54-101	Ministerial Consent	Ministerial Consent	10/12/2010
54-101	CSA Notice of NI 52-107 Acceptable Accounting Principles and Auditing Standards and 52-107CP, Amendments to NI 14-101 Definitions and Other Related Amendments	CSA Notice	01/10/2010
54-101	Companion Policy	Companion Policy	13/09/2005
54-101	National Instrument	National Instrument	13/09/2005
54-801	New Brunswick Implementing Instrument 54-801	Implementing Instrument	13/09/2005
54-101	Ministerial Consent	Ministerial Consent	22/08/2005
54-101	CSA Notice and Request for Comments - Proposed Amendments to NI 54-101, NI 51-102 and NP 11-201	CSA Notice	09/04/2010
54-101	CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers	CSA Notice	07/04/2022
54-101	Changes to 54-101CP (effective 9 June 2023, arising from NI 13-103)	Changes to Companion Policy	25/04/2023
54-101	Amendments to NI 54-101 (effective 9 June 2023, arising from NI 13-103)	Amendments to Instrument	25/04/2023
54-101	Ministerial Consent	Ministerial Consent	04/04/2023