Self-Serve Portal

Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

54-101 - Communication with Beneficial Owners of Securities of A Reporting Issuer

Category: 5 - Ongoing Requirements for Issuers and Insiders

Status:

Current Instruments:

No	Document	Type	Publication Date
54-101	National Instrument (Consolidated up to 9 June 2023)	National Instrument	13/07/2023
54-101	Companion Policy (Consolidated up to 9 June 2023)	Companion Policy	13/07/2023

Related Documents:

No	Document	Type	Publication Date
51-102	CSA Notice of Republication and Request for Comment - Proposed Amendments to Implement an Access Model for Certain Continuous Disclosure Documents of Non-Investment Fund Reporting Issuers	CSA Notice	19/11/2024
13-103	CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments	CSA Notice	29/03/2023
51-102	CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes	CSA Notice	20/05/2021

History:

No	Document	Type	Publication Date
54-101	Amendments to NI 54-101 (effective 9 June 2023, arising from NI 13-103)	Amendments to Instrument	25/04/2023
54-101	Changes to 54-101CP (effective 9 June 2023, arising from NI 13-103)	Changes to Companion Policy	25/04/2023
54-101	Ministerial Consent	Ministerial Consent	04/04/2023
54-101	CSA Notice and Request for Comment – Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers	CSA Notice	07/04/2022
54-101	CSA Notice and Request for Comment Proposed National Systems Renewal Program Rule and Related Amendments	CSA Notice	02/05/2019
54-101	Amendment Instrument to NI 54-101	Amendments to Instrument	11/02/2013
54-101	National Instrument 54-101 (Consolidated up to 11 February 2013)	National Instrument	11/02/2013
54-101	Companion Policy 54-101 (Consolidated up to 11 February 2013)	Companion Policy	11/02/2013
54-101	Ministerial Consent	Ministerial Consent	15/01/2013
54-101	CSA Notice of Amendments To Improve Issuer Communications with Investors	CSA Notice	29/11/2012
54-101	CSA Notice and Request for Comment - Proposed Amendments to NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and 54-101CP and NI 51-102 Continuous Disclosure Obligations and 51-102CP	CSA Notice	17/06/2011
54-101	Amendment Instrument to NI 54-101	Amendments to Instrument	01/01/2011
54-101	Ministerial Consent	Ministerial Consent	10/12/2010
54-101	CSA Notice of NI 52-107 Acceptable Accounting Principles and Auditing Standards and 52-107CP, Amendments to NI 14-101 Definitions and Other Related Amendments	CSA Notice	01/10/2010
54-101	CSA Notice and Request for Comments - Proposed Amendments to NI 54-101, NI 51-102 and NP 11-201	CSA Notice	09/04/2010
54-801	New Brunswick Implementing Instrument 54-801	Implementing Instrument	13/09/2005
54-101	National Instrument	National Instrument	13/09/2005
54-101	Companion Policy	Companion Policy	13/09/2005
54-101	Ministerial Consent	Ministerial Consent	22/08/2005