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55-104 - Insider Reporting Requirements and Exemptions

Category: 5 - Ongoing Requirements for Issuers and Insiders
Status:

Current Instruments:

No Document Type Publication Date
55-104 National Instrument (Consolidated up to 9 June 2023) National Instrument
55-104 Companion Policy (Consolidated up to 9 June 2023) Companion Policy

Related Documents:

No Document Type Publication Date
11-335 CSA Staff Notice 11-335 Notice of Local Amendments and Changes in Certain Jurisdictions CSA Notice
11-328 CSA Staff Notice 11-328 Notice of Local Amendments in Alberta and the Adoption of Multilateral Amendments in Yukon CSA Notice
55-317 CSA Staff Notice 55-317 - Automatic Securities Disposition Plans CSA Notice
51-102 CSA Notice and Request for Comment – Proposed Amendments to National Instrument 51-102 Continuous Disclosure Obligations and Other Amendments and Changes CSA Notice
13-103 CSA Notice of National Instrument 13-103 System for Electronic Data Analysis and Retrieval + (SEDAR+) and Consequential Amendments CSA Notice

History:

No Document Type Publication Date
55-104 National Instrument (Consolidated up to 1 February 2017) National Instrument
55-104 Amendment Instrument to NI 55-104 Amendments to Instrument
55-104 Ministerial Consent Ministerial Consent
55-104 CSA Multilateral Notice of Amendments to Certain National, Multilateral and Local Instruments and Changes to 31-103CP Related to Derivatives Regulation in Alberta, New Brunswick, Nova Scotia and Saskatchewan CSA Notice
55-104 CSA Multilateral Notice and Request for Comment - Proposed Amendments to Certain National, Multilateral and Local Instruments and Proposed Changes to 31-103CP Related to Derivatives Regulation in Alberta, New Brunswick and Saskatchewan CSA Notice
55-104 Companion Policy (Consolidated up to 9 May 2016) Companion Policy
55-104 Changes to 55-104CP Changes to Companion Policy
55-104 Ministerial Consent Ministerial Consent
55-104 CSA Notice of Amendments to Take-Over Bid Regime Amendments to MI 62-104 National Policy 62-203 and Consequential Amendments CSA Notice
55-104 CSA Notice and Request for Comment Proposed Amendments to MI 62-104 Take-Over Bids and Issuer Bids Proposed Changes to National Policy 62-203 Take-Over Bids Take-Over Bids and Issuer Bids and Proposed Consequential Amendments CSA Notice
55-104 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers CSA Notice
55-104 CSA Notice and Request for Comment - Proposed NI 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers – List of Commenters CSA Notice
55-104 CSA Notice and Request for Comment - Proposed NI 51-103 - Ongoing Governance and Disclosure Requirements for Venture Issuers, Proposed Amendments to NI 41-101, NI 44-101 and NI 45-106 and Proposed Related Consequential Amendments CSA Notice
55-104 Companion Policy Companion Policy
55-104 National Instrument National Instrument
55-104 Ministerial Consent Ministerial Consent
55-104 CSA Notice of NI 55-104 Insider Reporting Requirements and Exemptions and Related 55-104CP and Repeal of Related Predecessor Instruments CSA Notice
55-104 CSA Notice and Request for Comment CSA Notice
55-104 Changes to 55-104CP (effective 9 June 2023, arising from NI 13-103) Changes to Companion Policy
55-104 Amendments to NI 55-104 (effective 9 June 2023, arising from NI 13-103) Amendments to Instrument
55-104 Ministerial Consent Ministerial Consent