Regulated Industries

The Financial and Consumer Services Commission of New Brunswick is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 44,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $50 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

72-601 - Distributions of Securities Outside New Brunswick (Repealed)

This rule is not currently in effect in the Province of New Brunswick.

Category: 7 - Securities Transactions Outside the Jurisdiction

Status:

History:

No	Document	Type	Publication Date
72-601	Notice of Adoption of LR 72-501 and Notice of Repeal of Local Policy 72-601	Local Notice	06/01/2014
72-601	Notice and Request for Comment - Proposed LR 72-501 Distribution of Securities to Persons Outside New Brunswick, Companion Policy 72-501CP, and the proposed repeal of Local Policy 72-601	Local Notice	25/07/2013
72-601	Local Policy	Local Rule	04/07/2007
72-601	Request for Comment	Local Notice	16/02/2007
72-601	NBSC Local Policy	Local Rule	16/02/2007

Topics

Fraud and Scams

Investing

Personal Finances

Real Estate

Insurance

Building a Business

Consumer Protections

Unclaimed Property

Book a Presentation

Regulated Industries

For Individuals

For Organizations

Industry Resources

72-601 - Distributions of Securities Outside New Brunswick (Repealed)

History: