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Regulated Industries

FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, mortgage brokers, pay day lenders, real estate and a wider range of other consumer legislation. We regulate 40,000 industry participants who make their living working with New Brunswickers’ money. These industry participants handle more than $34 billion of New Brunswick consumers’ money.

Questions about your industry’s regulations and legislation? Proposed rule changes? Looking for bulletins and notices? If you operate a business in, or work in, one of these regulated industries, here’s where you’ll find answers.

94-101 - Mandatory Central Counterparty Clearing of Derivatives

Current Instruments

Category

9 - Derivatives

No	Document	Type	Publication Date
94-101	National Instrument (Consolidated up to 1 September 2022)	National Instrument	01/09/2022
94-101	Companion Policy (Consolidated up to 1 September 2022)	Companion Policy	01/09/2022

Related Documents

No	Document	Type	Publication Date
94-303	CSA Staff Notice 94-303 Variation, Amendment, or Revocation and Replacement of Blanket Orders Exempting Certain Counterparties from the Requirement to Submit a Mandatory Clearable Derivative for Clearing	CSA Notice	31/05/2018

History

No	Document	Type	Publication Date
94-101	Changes to Companion Policy 94-101CP	Amendments to Instrument	01/09/2022
94-101	Amendments to NI 94-101	Amendments to Instrument	01/09/2022
94-101	National Instrument (Consolidated up to 12 April 2022)	National Instrument	12/04/2022
94-101	Amendments to NI 94-101	Amendments to Instrument	12/04/2022
94-101	Ministerial Consent	Ministerial Consent	08/02/2022
94-101	CSA Notice of Publication – Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives	CSA Notice	27/01/2022
94-101	CSA Notice and Second Request for Comment Proposed Amendments to NI 94-101 Mandatory Central Counterparty Clearing of Derivates	CSA Notice	03/09/2020
94-101	CSA Notice and Request for Comment Proposed Amendments to NI 94-101 and Proposed Changes to 94-101CP	CSA Notice	12/10/2017
94-101	National Instrument	National Instrument	04/04/2017
94-101	Companion Policy	Companion Policy	04/04/2017
94-101	Ministerial Consent	Ministerial Consent	07/03/2017
94-101	CSA Notice of NI 94-101 Mandatory Central Counterparty Clearing of Derivatives and Related Companion Policy	CSA Notice	19/01/2017
94-101	CSA Notice and Request for Comment Proposed NI 94-101 Mandatory Central Counterparty Clearing Of Derivatives (2nd Publication) and Proposed 94-101CP	CSA Notice	24/02/2016
94-101	CSA Notice and Request for Comment - Proposed NI 94-101 Mandatory Central Counterparty Clearing of Derivatives	CSA Notice	12/02/2015