Online Services

This is your all-in-one destination for every online tool the Commission offers consumers and industry, including a self-serve portal, and detailed user guides for the most common financial concerns and questions.

Self-serve portal

File forms and apply for licensing or registration for a range of sectors regulated by the Commission.

Submit a complaint

If you’ve experienced a problem with the conduct of an individual or company and are not satisfied with their response, you can submit a formal complaint.

Licence/registration search tools

Search for the names of individuals and companies in various Commission-regulated industries to see if they are licensed and/or registered.

Securities Regulatory Instruments

The national electronic registration system for securities dealers and advisors.

Resources

We develop educational resources to provide New Brunswickers with the knowledge, skills and confidence to make informed spending and investing decisions and to help protect themselves from fraud and financial exploitation.